AXEL JOHN RAFTOS


Licensee: WILSONS ADVISORY AND STOCKBROKING LIMITED

AXEL JOHN RAFTOS (Adviser# 001251927) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 11, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name AXEL JOHN RAFTOS
Adviser Number 001251927
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2017
Financial Service (AFS) Licence Licence# 000238375
WILSONS ADVISORY AND STOCKBROKING LIMITED
Licence ABN 68010529665
Licence Controlled By PINNACLE INVESTMENT MANAGEMENT GROUP LIMITED [Date Ceased: 29/02/2016]
WILSONS HOLDING COMPANY PTY LTD
Adviser Start Date 2018-06-11
Appointing Representative Name WILSONS ADVISORY AND STOCKBROKING LIMITED
Appointing Representative Number 000238375
Appointing Representative ABN 68010529665

Authorisations to provide financial product advice

  • AXEL JOHN RAFTOS
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Derivative
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Managed Investment Schemes MDA Service
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard
  • ·
  • Margin Lending Facility Non Standard

Qualifications and training history

Qualification / Degree Institute / School
ADA1 Kaplan Professional
Bachelor of Commerce Griffith University
Bachelor of Laws Griffith University
RG146 Monarch Institute

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000238375 WILSONS ADVISORY AND STOCKBROKING LIMITED
Licence controlled by: PINNACLE INVESTMENT MANAGEMENT GROUP LIMITED [Date Ceased: 29/02/2016] ~ WILSONS HOLDING COMPANY PTY LTD
2018-06-11 - WILSONS ADVISORY AND STOCKBROKING LIMITED
000478987 VESTED EQUITIES PTY LTD 2017-01-23 - 2017-06-28 VESTED EQUITIES PTY LTD

Licensee Information

Licence Name WILSONS ADVISORY AND STOCKBROKING LIMITED
Licence Number 000238375
Licence ABN 68010529665

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
MATTHEW MARTIN Wilsons Advisory and Stockbroking Limited Current 2018-07-27
OLIVER PEREIRA Wilsons Advisory and Stockbroking Limited Current 2018-07-26
DAVID PARSONS Wilsons Advisory and Stockbroking Limited Current 2018-06-25
JON BISHOP Wilsons Advisory and Stockbroking Limited Current 2018-06-11
SCOTT SANDERS Wilsons Advisory and Stockbroking Limited Current 2018-03-06
TODD LUKE COLE Wilsons Advisory and Stockbroking Limited Current 2018-02-07
MATTHEW DAVID ROSE Wilsons Advisory and Stockbroking Limited Current 2018-01-25
FRANK KIDENYA Wilsons Advisory and Stockbroking Limited Current 2018-01-24
MATTHEW CRICK Wilsons Advisory and Stockbroking Limited Current 2018-01-22
ALEXANDRA KALCEFF Wilsons Advisory and Stockbroking Limited Current 2017-10-16

Competitor

Search similar business entities

Improve Information

Please comment or provide details below to improve the information on .

Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.