PHILIP PETER SHAW (Adviser# 000261455) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is April 5, 2016.
Register Name | Financial Advisers |
Adviser Name | PHILIP PETER SHAW |
Adviser Number | 000261455 |
Adviser Role | Financial Adviser |
Adviser Role Status | Current |
Adviser ABN | 88383099262 |
Adviser First Advice Year | 2004 |
Financial Service (AFS) Licence |
Licence# 000227232 COUNT FINANCIAL LIMITED |
Licence ABN | 19001974625 |
Licence Controlled By | COMMONWEALTH BANK OF AUSTRALIA |
Adviser Start Date | 2016-04-05 |
Appointing Representative Name | COUNT FINANCIAL LIMITED |
Appointing Representative Number | 000227232 |
Appointing Representative ABN | 19001974625 |
Memberships | CPA Australia (CPA) |
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Qualification / Degree | Institute / School |
---|---|
Advanced Diploma of Financial Services (Financial Planning) | Kaplan Professional |
Bachelor of Business | Tasmanian State Institute of Technology |
Diploma of Financial Services (Financial Planning) | Kaplan Professional |
Licence Number | Licence Name | Adviser Date | Appointing Representative |
---|---|---|---|
000227232 |
COUNT FINANCIAL LIMITED
Licence controlled by: COMMONWEALTH BANK OF AUSTRALIA |
2016-04-05 - | COUNT FINANCIAL LIMITED |
000254544 |
GPS WEALTH LTD
Licence controlled by: EASTON INVESTMENTS LIMITED |
2015-05-04 - 2016-04-05 | GPS WEALTH LTD |
000234525 |
INVESTMENT PROFESSIONALS PTY LTD
Licence controlled by: Focus Australia Holdings LLC |
2014-05-11 - 2015-02-09 | PHILIP PETER SHAW |
000232705 |
HILLROSS FINANCIAL SERVICES LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] |
2007-11-22 - 2013-12-05 | PHILIP PETER SHAW |
000244252 |
MILLENNIUM 3 FINANCIAL SERVICES PTY LTD
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED |
2007-08-03 - 2007-10-23 | PHILIP PETER SHAW |
000244252 |
MILLENNIUM 3 FINANCIAL SERVICES PTY LTD
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED |
2006-12-01 - 2007-08-03 | PHILIP PETER SHAW |
000238427 | TANDEM FINANCIAL ADVICE PTY LIMITED | 2004-02-01 - 2006-12-01 | PHILIP PETER SHAW |
Licence Name | COUNT FINANCIAL LIMITED |
Licence Number | 000227232 |
Licence ABN | 19001974625 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
ANTHONY RAGONESE | Count Financial Limited | Current | 2018-08-22 |
JENNIFER GREGORY | Count Financial Limited | Current | 2018-08-20 |
JOHN SAADE | Count Financial Limited | Current | 2018-08-14 |
KYLIE ALCORN | Count Financial Limited | Current | 2018-08-10 |
JEREMY GUIRGUIS | Count Financial Limited | Current | 2018-08-10 |
JACQUELINE QUENTAL | Count Financial Limited | Current | 2018-08-01 |
KADE JEFFREE BEASLEY | Count Financial Limited | Current | 2018-07-12 |
THI MAI THAO LAM | Count Financial Limited | Current | 2018-06-08 |
ANDREW LUKE DOS SANTOS | Count Financial Limited | Current | 2018-05-10 |
JAMES PETER COLIN BROWN | Count Financial Limited | Current | 2018-05-08 |
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Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
Jurisdiction | Australia |
Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.