PHILIP PETER SHAW


Licensee: COUNT FINANCIAL LIMITED

PHILIP PETER SHAW (Adviser# 000261455) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is April 5, 2016.

Adviser Overview

Register Name Financial Advisers
Adviser Name PHILIP PETER SHAW
Adviser Number 000261455
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser ABN 88383099262
Adviser First Advice Year 2004
Financial Service (AFS) Licence Licence# 000227232
COUNT FINANCIAL LIMITED
Licence ABN 19001974625
Licence Controlled By COMMONWEALTH BANK OF AUSTRALIA
Adviser Start Date 2016-04-05
Appointing Representative Name COUNT FINANCIAL LIMITED
Appointing Representative Number 000227232
Appointing Representative ABN 19001974625
Memberships CPA Australia (CPA)

Authorisations to provide financial product advice

  • PHILIP PETER SHAW
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma of Financial Services (Financial Planning) Kaplan Professional
Bachelor of Business Tasmanian State Institute of Technology
Diploma of Financial Services (Financial Planning) Kaplan Professional

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000227232 COUNT FINANCIAL LIMITED
Licence controlled by: COMMONWEALTH BANK OF AUSTRALIA
2016-04-05 - COUNT FINANCIAL LIMITED
000254544 GPS WEALTH LTD
Licence controlled by: EASTON INVESTMENTS LIMITED
2015-05-04 - 2016-04-05 GPS WEALTH LTD
000234525 INVESTMENT PROFESSIONALS PTY LTD
Licence controlled by: Focus Australia Holdings LLC
2014-05-11 - 2015-02-09 PHILIP PETER SHAW
000232705 HILLROSS FINANCIAL SERVICES LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
2007-11-22 - 2013-12-05 PHILIP PETER SHAW
000244252 MILLENNIUM 3 FINANCIAL SERVICES PTY LTD
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
2007-08-03 - 2007-10-23 PHILIP PETER SHAW
000244252 MILLENNIUM 3 FINANCIAL SERVICES PTY LTD
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
2006-12-01 - 2007-08-03 PHILIP PETER SHAW
000238427 TANDEM FINANCIAL ADVICE PTY LIMITED 2004-02-01 - 2006-12-01 PHILIP PETER SHAW

Licensee Information

Licence Name COUNT FINANCIAL LIMITED
Licence Number 000227232
Licence ABN 19001974625

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
ANTHONY RAGONESE Count Financial Limited Current 2018-08-22
JENNIFER GREGORY Count Financial Limited Current 2018-08-20
JOHN SAADE Count Financial Limited Current 2018-08-14
KYLIE ALCORN Count Financial Limited Current 2018-08-10
JEREMY GUIRGUIS Count Financial Limited Current 2018-08-10
JACQUELINE QUENTAL Count Financial Limited Current 2018-08-01
KADE JEFFREE BEASLEY Count Financial Limited Current 2018-07-12
THI MAI THAO LAM Count Financial Limited Current 2018-06-08
ANDREW LUKE DOS SANTOS Count Financial Limited Current 2018-05-10
JAMES PETER COLIN BROWN Count Financial Limited Current 2018-05-08

Competitor

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.