INVESTMENT PROFESSIONALS PTY LTD


Address: Bundall, QLD 4217, Australia

INVESTMENT PROFESSIONALS PTY LTD (Licence# 000234525) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is September 30, 2003.

Service Overview

Register Name AFS Licence
Licence Name INVESTMENT PROFESSIONALS PTY LTD
Licence Number 000234525
Licence ABN 88081672077
Issue Date 2003-09-30
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 188940
Locality BUNDALL
State QLD
Postcode 4217
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products limited to:
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products limited to:
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes excluding investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities; and
      • superannuation;
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products limited to:
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation; and
    • underwriting:
      • interests in managed investment schemes; and
      • an issue of securities;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001259567 DANIEL ROSS RICKARD Current 2018-05-01
000274317 ROSS STUART RICKARD Current 2014-07-01
000261455 PHILIP PETER SHAW Ceased 2014-05-11
000345971 NANCYE JOYCE HEHIR Ceased 2010-03-20
000301845 SHAUN PATRICK DEWBERRY Ceased 2009-02-23
000340488 AMY LOUISE RUTHERFORD Ceased 2006-05-01
000274317 ROSS STUART RICKARD Ceased 2000-07-01

Office Location

Locality BUNDALL
State QLD
Postcode 4217
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
QUINBROOK ASSET MANAGEMENT PTY LTD 2018-05-11 Isle of Capri, QLD 4217, Australia
STRATEGIC ASSET ADVISORY PTY LTD 2017-04-07 Bundall, QLD 4217, Australia
AQUA GOLD FINANCIAL SERVICES PTY LTD 2017-01-19 Surfers Paradise, QLD 4217, Australia
CAMBIO GROUP AFSL PTY LTD 2016-08-23 Bundall, QLD 4217, Australia
HORIZON FUNDS MANAGEMENT PTY LTD 2016-06-08 Bundall, QLD 4217, Australia
JULIE BLAND CONSULTING PTY LTD 2016-04-26 Benowa, QLD 4217, Australia
MAINSTAY UNDERWRITING PTY LTD 2016-03-21 Bundall, QLD 4217, Australia
VESTED EQUITIES PTY LTD 2016-02-23 Surfers Paradise, QLD 4217, Australia
YOUR FINANCIAL ADVISOR PTY. LTD. 2016-01-22 Surfers Paradise, QLD 4217, Australia
CORE VALUE FA PTY LTD 2016-01-18 Bundall, QLD 4217, Australia

Competitor

Search similar business entities

Postal Code 4217

Improve Information

Please comment or provide details below to improve the information on .

Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.