ROSS STUART RICKARD


Licensee: INVESTMENT PROFESSIONALS PTY LTD

ROSS STUART RICKARD (Adviser# 000274317) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 1, 2014.

Adviser Overview

Register Name Financial Advisers
Adviser Name ROSS STUART RICKARD
Adviser Number 000274317
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser ABN 13805119040
Adviser First Advice Year 1992
Financial Service (AFS) Licence Licence# 000234525
INVESTMENT PROFESSIONALS PTY LTD
Licence ABN 88081672077
Licence Controlled By Focus Australia Holdings LLC
Adviser Start Date 2014-07-01
Appointing Representative Name INVESTMENT PROFESSIONALS PTY LTD
Appointing Representative Number 000234525
Appointing Representative ABN 88081672077
Memberships CPA Australia (CPA)
Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • ROSS STUART RICKARD
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Economics University of Sydney
Diploma of Financial Planning RMIT

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000234525 INVESTMENT PROFESSIONALS PTY LTD
Licence controlled by: Focus Australia Holdings LLC
2014-07-01 - INVESTMENT PROFESSIONALS PTY LTD
000234525 INVESTMENT PROFESSIONALS PTY LTD
Licence controlled by: Focus Australia Holdings LLC
2000-07-01 - 2015-03-25 ROSS STUART RICKARD

Licensee Information

Licence Name INVESTMENT PROFESSIONALS PTY LTD
Licence Number 000234525
Licence ABN 88081672077

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
DANIEL ROSS RICKARD Investment Professionals Pty Ltd Current 2018-05-01

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
DANIEL ROSS RICKARD Investment Professionals Pty Ltd Current 2018-05-01

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.