LEWIS VASSOS


Licensee: DOLPHIN PARTNERS PTY LTD

LEWIS VASSOS (Adviser# 000268172) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is October 9, 2015.

Adviser Overview

Register Name Financial Advisers
Adviser Name LEWIS VASSOS
Adviser Number 000268172
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1988
Financial Service (AFS) Licence Licence# 000364512
DOLPHIN PARTNERS PTY LTD
Licence ABN 55142380176
Adviser Start Date 2015-10-09
Appointing Representative Name DOLPHIN PARTNERS PTY LTD
Appointing Representative Number 000364512
Appointing Representative ABN 55142380176
Memberships Stockbrokers Association of Australia

Authorisations to provide financial product advice

  • LEWIS VASSOS
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Derivative
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Acc Derivatives Adviser Level 1 ASX
Margin Lending Accreditation Deakin Prime
Professional Dip Stockbroking Deakin Prime
Professional Standards Acc Prg Deakin Prime
Superannuation RMIT Uni

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000364512 DOLPHIN PARTNERS PTY LTD 2015-10-09 - DOLPHIN PARTNERS PTY LTD
000236048 SHAW AND PARTNERS LIMITED 2004-03-10 - 2011-02-03 LEWIS VASSOS

Licensee Information

Licence Name DOLPHIN PARTNERS PTY LTD
Licence Number 000364512
Licence ABN 55142380176

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
ANTHONY MICHAEL NEASMITH Dolphin Partners Pty Ltd Current 2015-10-09
DARREN WAYNE LIGHT Dolphin Partners Pty Ltd Current 2015-10-09
DARREN SHEPPARD Dolphin Partners Pty Ltd Current 2015-10-09
PETER ROBERT CLARKE Dolphin Partners Pty Ltd Current 2015-10-09
GEORGE MAIKOUSIS Dolphin Partners Pty Ltd Current 2015-10-06
DARREN SCOTT KERFORD Dolphin Partners Pty Ltd Current 2015-10-05

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
ANTHONY MICHAEL NEASMITH Dolphin Partners Pty Ltd Current 2015-10-09
DARREN WAYNE LIGHT Dolphin Partners Pty Ltd Current 2015-10-09
DARREN SHEPPARD Dolphin Partners Pty Ltd Current 2015-10-09
PETER ROBERT CLARKE Dolphin Partners Pty Ltd Current 2015-10-09
GEORGE MAIKOUSIS Dolphin Partners Pty Ltd Current 2015-10-06
DARREN SCOTT KERFORD Dolphin Partners Pty Ltd Current 2015-10-05

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.