DOLPHIN PARTNERS PTY LTD


Address: Melbourne, VIC 3000, Australia

DOLPHIN PARTNERS PTY LTD (Licence# 000364512) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is December 9, 2010.

Service Overview

Register Name AFS Licence
Licence Name DOLPHIN PARTNERS PTY LTD
Licence Number 000364512
Licence ABN 55142380176
Issue Date 2010-12-09
Locality MELBOURNE
State VIC
Postcode 3000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • interests in managed investment schemes excluding investor directed portfolio services;
    • securities;
    • standard margin lending facility; and
    • superannuation; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • interests in managed investment schemes excluding investor directed portfolio services;
      • securities;
      • standard margin lending facility; and
      • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000268133 ANTHONY MICHAEL NEASMITH Current 2015-10-09
000268172 LEWIS VASSOS Current 2015-10-09
000271857 DARREN WAYNE LIGHT Current 2015-10-09
000284343 DARREN SHEPPARD Current 2015-10-09
000331784 PETER ROBERT CLARKE Current 2015-10-09
000268119 GEORGE MAIKOUSIS Current 2015-10-06
000400133 DARREN SCOTT KERFORD Current 2015-10-05
000298527 JOHN ANTON JOGLOU Ceased 2011-02-08

Office Location

Locality MELBOURNE
State VIC
Postcode 3000
Country Australia

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Competitor

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Postal Code 3000

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.