NICK KATIFORIS (Adviser# 000270538) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is January 23, 2017.
| Register Name | Financial Advisers |
| Adviser Name | NICK KATIFORIS |
| Adviser Number | 000270538 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 2015 |
| Financial Service (AFS) Licence |
Licence# 000246827 PHILLIP CAPITAL LIMITED |
| Licence ABN | 14002918247 |
| Adviser Start Date | 2017-01-23 |
| Adviser End Date | 2018-06-29 |
| Appointing Representative Name | FUTURITY TRADING PTY LTD |
| Appointing Representative Number | 000269322 |
| Appointing Representative ABN | 82094146871 |
| Further Restrictions | In accordance with CAR Agreement With Phillip Capital Limited |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000246827 |
PHILLIP CAPITAL LIMITED
Further restrictions: In accordance with CAR Agreement With Phillip Capital Limited |
2017-01-23 - 2018-06-29 | FUTURITY TRADING PTY LTD |
| 000225431 | BBY ADVISORY SERVICES PTY LTD | 2015-04-02 - 2015-05-21 | BBY ADVISORY SERVICES PTY LTD |
| Licence Name | PHILLIP CAPITAL LIMITED |
| Licence Number | 000246827 |
| Licence ABN | 14002918247 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| MARK WILSON WISEMAN | Phillip Capital Limited | Current | 2018-06-29 |
| LAY CHIENG CHYE | Phillip Capital Limited | Ceased | 2017-03-01 |
| MICHAEL CORI | Phillip Capital Limited | Ceased | 2017-01-30 |
| ERWIN JOSEPH TAN | Phillip Capital Limited | Ceased | 2017-01-18 |
| RAHN CATO | Phillip Capital Limited | Ceased | 2016-10-26 |
| JEAN-FRANCOIS BERTINCOURT | Phillip Capital Limited | Ceased | 2016-09-22 |
| LACHLAN GRAEME OWEN | Phillip Capital Limited | Ceased | 2016-09-19 |
| DAVID XI ZHU | Phillip Capital Limited | Ceased | 2016-09-13 |
| LACHLAN GRAEME OWEN | Phillip Capital Limited | Ceased | 2016-09-12 |
| ROBIN FIRTH HUGHES | Phillip Capital Limited | Ceased | 2016-09-07 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.