GERALDINE WILLIAMS (Adviser# 000271862) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is August 24, 2018.
| Register Name | Financial Advisers |
| Adviser Name | GERALDINE WILLIAMS |
| Adviser Number | 000271862 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 1993 |
| Financial Service (AFS) Licence |
Licence# 000335588 BROADBENT FINANCIAL PTY LTD |
| Adviser Start Date | 2018-08-24 |
| Appointing Representative Name | BROADBENT FINANCIAL PTY LTD |
| Appointing Representative Number | 000335588 |
|
| Qualification / Degree | Institute / School |
|---|---|
| Margin Lending Accreditation | Deakin Prime |
| PS146 Accreditation in Securities & Managed Investments | SDIA/Deakin Accreditation Programme |
| PS146 Accreditation in Self Managed Superannuation | SDIA/RMIT Superannuation Model |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000335588 | BROADBENT FINANCIAL PTY LTD | 2018-08-24 - | BROADBENT FINANCIAL PTY LTD |
| 000236048 | SHAW AND PARTNERS LIMITED | 2008-11-03 - 2018-08-23 | SHAW AND PARTNERS LIMITED |
| Licence Name | BROADBENT FINANCIAL PTY LTD |
| Licence Number | 000335588 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.