BROADBENT FINANCIAL PTY LTD


Address: Sandringham, VIC 3191, Australia

BROADBENT FINANCIAL PTY LTD (Licence# 000335588) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is May 14, 2009.

Service Overview

Register Name AFS Licence
Licence Name BROADBENT FINANCIAL PTY LTD
Licence Number 000335588
Licence ABN 68135610249
Issue Date 2009-05-14
Locality SANDRINGHAM
State VIC
Postcode 3191
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000271862 GERALDINE WILLIAMS Current 2018-08-24
000450932 LUKE PAVONE Current 2018-08-24
001254142 JONATHAN JAMES HOLROYD Current 2016-10-06
001003088 SIMON BRIDGLAND Ceased 2016-04-11
001266882 SIMON EDWARD BRIDGLAND Ceased 2016-04-11
001001069 CHRISTOPHER DAVID CARRON Ceased 2011-04-05
001005339 JARROD PALMER BROADBENT Current 2009-08-15

Office Location

Locality SANDRINGHAM
State VIC
Postcode 3191
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
PROFESSIONAL ADVISER ALLIANCE PTY LTD 2010-04-22 Sandringham, VIC 3191, Australia
DJA CAPITAL PTY. LTD. 2010-02-12 Sandringham, VIC 3191, Australia
FURNEAUX EQUITY LIMITED 2008-10-28 Sandringham, VIC 3191, Australia
STRATA SOLUTIONS INTERNATIONAL PTY LTD 2003-10-01 Sandringham, VIC 3191, Australia
NM INSURANCE PTY LTD 2003-07-15 Sandringham, VIC 3191, Australia

Financial services with the same locality

Service Name Issue Date Locality
PROFESSIONAL ADVISER ALLIANCE PTY LTD 2010-04-22 Sandringham, VIC 3191, Australia
DJA CAPITAL PTY. LTD. 2010-02-12 Sandringham, VIC 3191, Australia
FURNEAUX EQUITY LIMITED 2008-10-28 Sandringham, VIC 3191, Australia
STRATA SOLUTIONS INTERNATIONAL PTY LTD 2003-10-01 Sandringham, VIC 3191, Australia
NM INSURANCE PTY LTD 2003-07-15 Sandringham, VIC 3191, Australia

Competitor

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Postal Code 3191

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.