DJA CAPITAL PTY. LTD.


Address: Sandringham, VIC 3191, Australia

DJA CAPITAL PTY. LTD. (Licence# 000342893) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is February 12, 2010.

Service Overview

Register Name AFS Licence
Licence Name DJA CAPITAL PTY. LTD.
Licence Number 000342893
Licence ABN 86140515242
Issue Date 2010-02-12
Locality SANDRINGHAM
State VIC
Postcode 3191
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000295705 BERNARDO MOYANO Current 2018-06-29
000275981 RODERICK MAGILL Current 2018-06-22
000342608 SIMON ANDREW KELMAN Current 2018-06-22
000445216 ANTHONY GEORGE MOORE Current 2018-06-22
001008628 FRANCO TRIMBOLI Current 2018-06-22
000463062 TYRONE C ABELA Current 2017-06-01
000463063 THOMAS R V ATKINSON Current 2014-11-24
000463064 QI JIN Ceased 2014-11-24
000463062 TYRONE C ABELA Ceased 2014-11-24
000279737 HENRY DAVID MALING Current 2012-11-08

Office Location

Locality SANDRINGHAM
State VIC
Postcode 3191
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
PROFESSIONAL ADVISER ALLIANCE PTY LTD 2010-04-22 Sandringham, VIC 3191, Australia
BROADBENT FINANCIAL PTY LTD 2009-05-14 Sandringham, VIC 3191, Australia
FURNEAUX EQUITY LIMITED 2008-10-28 Sandringham, VIC 3191, Australia
STRATA SOLUTIONS INTERNATIONAL PTY LTD 2003-10-01 Sandringham, VIC 3191, Australia
NM INSURANCE PTY LTD 2003-07-15 Sandringham, VIC 3191, Australia

Financial services with the same locality

Service Name Issue Date Locality
PROFESSIONAL ADVISER ALLIANCE PTY LTD 2010-04-22 Sandringham, VIC 3191, Australia
BROADBENT FINANCIAL PTY LTD 2009-05-14 Sandringham, VIC 3191, Australia
FURNEAUX EQUITY LIMITED 2008-10-28 Sandringham, VIC 3191, Australia
STRATA SOLUTIONS INTERNATIONAL PTY LTD 2003-10-01 Sandringham, VIC 3191, Australia
NM INSURANCE PTY LTD 2003-07-15 Sandringham, VIC 3191, Australia

Competitor

Search similar business entities

Postal Code 3191

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.