ANTHONY GEORGE MOORE


Licensee: DJA CAPITAL PTY. LTD.

ANTHONY GEORGE MOORE (Adviser# 000445216) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 22, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name ANTHONY GEORGE MOORE
Adviser Number 000445216
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2012
Financial Service (AFS) Licence Licence# 000342893
DJA CAPITAL PTY. LTD.
Licence ABN 86140515242
Adviser Start Date 2018-06-22
Appointing Representative Name DJA CAPITAL PTY. LTD.
Appointing Representative Number 000342893
Appointing Representative ABN 86140515242

Authorisations to provide financial product advice

  • ANTHONY GEORGE MOORE
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Economics (Honours) Monash University
Diploma of Financial Planning GWM Adviser Services Ltd
TASA and the TPB Code of Professional Kaplan Professional

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000342893 DJA CAPITAL PTY. LTD. 2018-06-22 - DJA CAPITAL PTY. LTD.
000307248 DOVER FINANCIAL ADVISERS PTY LTD
Licence controlled by: TERRY MCMASTER [Date Ceased: 01/08/2018]
2016-08-01 - 2018-06-22 DOVER FINANCIAL ADVISERS PTY LTD
000232706 AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
Further restrictions: MDA services arerestricted toLimitedAuthority toOperate services.One off licenseeapproval isrequired for allproducts whichare either not onthe approvedproduct list orDerivatives.
2015-10-19 - 2016-07-31 AMP FINANCIAL PLANNING PTY LIMITED
000232705 HILLROSS FINANCIAL SERVICES LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
Further restrictions: MDA services are restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
2013-09-10 - 2015-09-30 HILLROSS FINANCIAL SERVICES LIMITED
000232706 AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
2012-11-19 - 2013-09-10

Licensee Information

Licence Name DJA CAPITAL PTY. LTD.
Licence Number 000342893
Licence ABN 86140515242

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
BERNARDO MOYANO Dja Capital Pty. Ltd. Current 2018-06-29
RODERICK MAGILL Dja Capital Pty. Ltd. Current 2018-06-22
SIMON ANDREW KELMAN Dja Capital Pty. Ltd. Current 2018-06-22
FRANCO TRIMBOLI Dja Capital Pty. Ltd. Current 2018-06-22
TYRONE C ABELA Dja Capital Pty. Ltd. Current 2017-06-01
QI JIN Dja Capital Pty. Ltd. Ceased 2014-11-24
HENRY DAVID MALING Dja Capital Pty. Ltd. Current 2012-11-08
DESMOND ROCK Dja Capital Pty. Ltd. Ceased 2011-09-09
LESLIE GEORGE TAYLOR Dja Capital Pty. Ltd. Current 2011-07-01
KIERAN MOORE Dja Capital Pty. Ltd. Ceased 2011-07-01

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.