SIMON CLARK THOMPSON


Licensee: GODFREY PEMBROKE LIMITED

SIMON CLARK THOMPSON (Adviser# 000290160) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is April 21, 2011.

Adviser Overview

Register Name Financial Advisers
Adviser Name SIMON CLARK THOMPSON
Adviser Number 000290160
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser First Advice Year 2007
Financial Service (AFS) Licence Licence# 000230690
GODFREY PEMBROKE LIMITED
Licence ABN 23002336254
Licence Controlled By NATIONAL AUSTRALIA BANK LIMITED
NATIONAL WEALTH MANAGEMENT SERVICES LIMITED
Adviser Start Date 2011-04-21
Adviser End Date 2013-10-29
Appointing Representative Name SIMON CLARK THOMPSON
Appointing Representative Number 000290160
Memberships SMSF Association

Authorisations to provide financial product advice

  • SIMON CLARK THOMPSON

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Commerce (Finance & Financial Planning) Deakin University
Graduate Diploma of Applied Finance and Investment FINSIA
Self Managed Superannuation Association of Australia Specialist Accreditation SPAA

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000230690 GODFREY PEMBROKE LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED ~ NATIONAL WEALTH MANAGEMENT SERVICES LIMITED
2011-04-21 - 2013-10-29 SIMON CLARK THOMPSON
000234663 JIGSAW SUPPORT SERVICES LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD
2009-02-01 - 2011-04-20 SIMON CLARK THOMPSON
000241420 ACUMEN ASSET MANAGEMENT PTY LTD 2005-06-07 - ACUMEN ASSET MANAGEMENT PTY LTD

Licensee Information

Licence Name GODFREY PEMBROKE LIMITED
Licence Number 000230690
Licence ABN 23002336254

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
NOURAH ZEZULKA Godfrey Pembroke Limited Current 2018-05-15
PETER CHARLES CHRISTOPHERSON Godfrey Pembroke Limited Current 2018-05-09
LACHLAN JOHN MCINNES Godfrey Pembroke Limited Current 2018-02-27
DENNIS CHEN Godfrey Pembroke Limited Current 2018-02-13
GARRY WILLIAM SYMONDS Godfrey Pembroke Limited Current 2017-11-27
ALISHA BONOMI Godfrey Pembroke Limited Current 2017-09-18
DENIS RISTESKI Godfrey Pembroke Limited Current 2017-09-18
JINGYI WANG Godfrey Pembroke Limited Current 2017-08-17
ALEXANDER AUBREY HURST Godfrey Pembroke Limited Current 2017-05-25
CHRISTIAN SCALA Godfrey Pembroke Limited Current 2017-05-04

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.