DAVID ANTHONY HARTLEY (Adviser# 000299348) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is December 7, 2015.
| Register Name | Financial Advisers |
| Adviser Name | DAVID ANTHONY HARTLEY |
| Adviser Number | 000299348 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 1998 |
| Financial Service (AFS) Licence |
Licence# 000480751 THREADNEEDLE STREET BROKERS PTY. LTD. |
| Adviser Start Date | 2015-12-07 |
| Appointing Representative Name | THREADNEEDLE STREET BROKERS PTY. LTD. |
| Appointing Representative Number | 000480751 |
|
| Qualification / Degree | Institute / School |
|---|---|
| Advanced Diploma of Financial Planning | Mentor Education |
| Diploma of Financial Services (Financial Planning) | Mentor Education |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000480751 | THREADNEEDLE STREET BROKERS PTY. LTD. | 2015-12-07 - | THREADNEEDLE STREET BROKERS PTY. LTD. |
| 000221409 |
BW CAPITAL PTY LTD
Licence controlled by: DAVID CHARLES HARDEN ~ STEPHEN JOHN LAMBERT Further restrictions: Miscellaneous Financial Risk Products Miscellaneous Financial Investment Products |
2007-08-01 - 2016-06-29 | BW CAPITAL PTY LTD |
| Licence Name | THREADNEEDLE STREET BROKERS PTY. LTD. |
| Licence Number | 000480751 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.