BW CAPITAL PTY LTD


Address: Sydney, NSW 2000, Australia

BW CAPITAL PTY LTD (Licence# 000221409) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is July 31, 2002.

Service Overview

Register Name AFS Licence
Licence Name BW CAPITAL PTY LTD
Licence Number 000221409
Licence ABN 53100714118
Issue Date 2002-07-31
Locality SYDNEY
State NSW
Postcode 2000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • foreign exchange contracts;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • superannuation; and
      • financial products limited to:
    • miscellaneous financial investment products; and
  • deal in a financial product by:
    • arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
      • derivatives;
      • foreign exchange contracts;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • superannuation; and
      • financial products limited to:
        • miscellaneous financial investment products; and
    • arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • foreign exchange contracts;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • superannuation; and
        • financial products limited to:
      • miscellaneous financial investment products;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000412494 JULIA LOUISE MCCULLAGH Current 2017-04-28
001003640 JULIA HARLEY Ceased 2013-12-01
001232870 GABRIELLE TEYS Ceased 2012-09-01
000413446 IVY CHING HSIA LAI Current 2011-10-21
000412493 STEPHEN JOHN LAMBERT Current 2011-10-10
000299348 DAVID ANTHONY HARTLEY Ceased 2007-08-01
000412493 STEPHEN JOHN LAMBERT Ceased 2005-10-01
000412494 JULIA LOUISE MCCULLAGH Ceased 2002-08-01

Office Location

Locality SYDNEY
State NSW
Postcode 2000
Country Australia

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Competitor

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Postal Code 2000

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.