JULIA HARLEY


Licensee: MACQUARIE EQUITIES LIMITED

JULIA HARLEY (Adviser# 001003640) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is September 11, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name JULIA HARLEY
Adviser Number 001003640
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2013
Financial Service (AFS) Licence Licence# 000237504
MACQUARIE EQUITIES LIMITED
Licence ABN 41002574923
Licence Controlled By MACQUARIE GROUP LIMITED
Adviser Start Date 2017-09-11
Appointing Representative Name MACQUARIE EQUITIES LIMITED
Appointing Representative Number 000237504
Appointing Representative ABN 41002574923

Authorisations to provide financial product advice

  • JULIA HARLEY
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Derivative
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Business University of Technology
Diploma of Business and Commerce University of Technology
Diploma of Financial Services PS146
Graduate Certificate in Applied Finance Kaplan Professional

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000237504 MACQUARIE EQUITIES LIMITED
Licence controlled by: MACQUARIE GROUP LIMITED
2017-09-11 - MACQUARIE EQUITIES LIMITED
000221409 BW CAPITAL PTY LTD
Licence controlled by: DAVID CHARLES HARDEN ~ STEPHEN JOHN LAMBERT
Further restrictions: Miscellaneous Financial Risk Products Miscellaneous Financial Investment Products
2013-12-01 - 2017-04-28 BW CAPITAL PTY LTD

Licensee Information

Licence Name MACQUARIE EQUITIES LIMITED
Licence Number 000237504
Licence ABN 41002574923

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
MIN YAN Macquarie Equities Limited Current 2018-08-27
WILLIAM VICTOR MOLONEY Macquarie Equities Limited Current 2018-07-20
KELLY ANNE DAWN COX Macquarie Equities Limited Current 2018-07-17
YIN WANG Macquarie Equities Limited Current 2018-07-13
NATHAN MICHAEL PERKS Macquarie Equities Limited Current 2018-07-10
NICOLA DEVEREUX YOUNGER Macquarie Equities Limited Current 2018-07-05
STUART MCINTOSH Macquarie Equities Limited Current 2018-06-25
DAVID GEOFFREY MELVILLE Macquarie Equities Limited Current 2018-06-15
MARTINA ANN LUCEY Macquarie Equities Limited Ceased 2018-05-29
RENEE CONDYLIS Macquarie Equities Limited Current 2018-05-04

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.