IVY CHING HSIA LAI (Adviser# 000413446) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is October 21, 2011.
| Register Name | Financial Advisers |
| Adviser Name | IVY CHING HSIA LAI |
| Adviser Number | 000413446 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2001 |
| Financial Service (AFS) Licence |
Licence# 000221409 BW CAPITAL PTY LTD |
| Licence ABN | 53100714118 |
| Licence Controlled By |
DAVID CHARLES HARDEN STEPHEN JOHN LAMBERT |
| Adviser Start Date | 2011-10-21 |
| Appointing Representative Name | BW CAPITAL PTY LTD |
| Appointing Representative Number | 000221409 |
| Appointing Representative ABN | 53100714118 |
| Further Restrictions | Miscellaneous Financial Investment Products Miscellaneous Financial Risk Products |
|
| Qualification / Degree | Institute / School |
|---|---|
| Bachelor of Commence | Curtin University of Technology |
| Certified Financial Planner; Units 4,2 and 1 | CFP |
| Diploma of Financial Planning | Financial Planning Association |
| SEATS Designated Trading Representative | ASX |
| SMSF Core Principles PS 146 compliance in advising | SMSF - Tribeca Learning (Australia) |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000221409 |
BW CAPITAL PTY LTD
Licence controlled by: DAVID CHARLES HARDEN ~ STEPHEN JOHN LAMBERT Further restrictions: Miscellaneous Financial Investment Products Miscellaneous Financial Risk Products |
2011-10-21 - | BW CAPITAL PTY LTD |
| 000230686 |
NATIONAL AUSTRALIA BANK LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED |
2008-02-04 - 2011-12-01 |
| Licence Name | BW CAPITAL PTY LTD |
| Licence Number | 000221409 |
| Licence ABN | 53100714118 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| JULIA LOUISE MCCULLAGH | Bw Capital Pty Ltd | Current | 2017-04-28 |
| STEPHEN JOHN LAMBERT | Bw Capital Pty Ltd | Current | 2011-10-10 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| JULIA LOUISE MCCULLAGH | Bw Capital Pty Ltd | Current | 2017-04-28 |
| STEPHEN JOHN LAMBERT | Bw Capital Pty Ltd | Current | 2011-10-10 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.