ROGER EARLE SHEPHARD

Licensee: EQUITY UNDERWRITERS PTY LIMITED

ROGER EARLE SHEPHARD (Adviser# 000300549) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is December 16, 2003.

Adviser Overview

Register Name Financial Advisers
Adviser Name ROGER EARLE SHEPHARD
Adviser Number 000300549
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2003
Financial Service (AFS) Licence Licence# 000244040
EQUITY UNDERWRITERS PTY LIMITED
Licence ABN 61056617862
Adviser Start Date 2003-12-16
Appointing Representative Name EQUITY UNDERWRITERS PTY LIMITED
Appointing Representative Number 000244040
Appointing Representative ABN 61056617862
Memberships Chartered Accountants Australia and New Zealand (CA)

Authorisations to provide financial product advice

  • ROGER EARLE SHEPHARD
  • ·
  • Securities

Qualifications and training history

Qualification / Degree Institute / School
Chartered Accounting Institute of Chartered Accountants
Chartered Secretaries Governance Institute of Australia
Taxation Registered Taxation Agent
Taxation Taxation Institute of Australia

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000244040 EQUITY UNDERWRITERS PTY LIMITED 2003-12-16 - EQUITY UNDERWRITERS PTY LIMITED

Licensee Information

Licence Name EQUITY UNDERWRITERS PTY LIMITED
Licence Number 000244040
Licence ABN 61056617862

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
JACQUELINE RUTH HUNTER Equity Underwriters Pty Limited Current 2017-08-29
ROGER GEORGE J MANNING Equity Underwriters Pty Limited Current 2017-08-25
JOSEPH OLIVER CARROLL Equity Underwriters Pty Limited Current 2012-11-16
LARRY SCHREIER Equity Underwriters Pty Limited Current 2011-04-12
ANTHONY BRUCE HAMILTON Equity Underwriters Pty Limited Current 2009-11-20
ROBERT OSWALD PFAFFLIN Equity Underwriters Pty Limited Current 2003-12-16

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
JACQUELINE RUTH HUNTER Equity Underwriters Pty Limited Current 2017-08-29
ROGER GEORGE J MANNING Equity Underwriters Pty Limited Current 2017-08-25
JOSEPH OLIVER CARROLL Equity Underwriters Pty Limited Current 2012-11-16
LARRY SCHREIER Equity Underwriters Pty Limited Current 2011-04-12
ANTHONY BRUCE HAMILTON Equity Underwriters Pty Limited Current 2009-11-20
ROBERT OSWALD PFAFFLIN Equity Underwriters Pty Limited Current 2003-12-16

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.