ROGER EARLE SHEPHARD (Adviser# 000300549) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is December 16, 2003.
| Register Name | Financial Advisers |
| Adviser Name | ROGER EARLE SHEPHARD |
| Adviser Number | 000300549 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2003 |
| Financial Service (AFS) Licence |
Licence# 000244040 EQUITY UNDERWRITERS PTY LIMITED |
| Licence ABN | 61056617862 |
| Adviser Start Date | 2003-12-16 |
| Appointing Representative Name | EQUITY UNDERWRITERS PTY LIMITED |
| Appointing Representative Number | 000244040 |
| Appointing Representative ABN | 61056617862 |
| Memberships | Chartered Accountants Australia and New Zealand (CA) |
|
| Qualification / Degree | Institute / School |
|---|---|
| Chartered Accounting | Institute of Chartered Accountants |
| Chartered Secretaries | Governance Institute of Australia |
| Taxation | Registered Taxation Agent |
| Taxation | Taxation Institute of Australia |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000244040 | EQUITY UNDERWRITERS PTY LIMITED | 2003-12-16 - | EQUITY UNDERWRITERS PTY LIMITED |
| Licence Name | EQUITY UNDERWRITERS PTY LIMITED |
| Licence Number | 000244040 |
| Licence ABN | 61056617862 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| JACQUELINE RUTH HUNTER | Equity Underwriters Pty Limited | Current | 2017-08-29 |
| ROGER GEORGE J MANNING | Equity Underwriters Pty Limited | Current | 2017-08-25 |
| JOSEPH OLIVER CARROLL | Equity Underwriters Pty Limited | Current | 2012-11-16 |
| LARRY SCHREIER | Equity Underwriters Pty Limited | Current | 2011-04-12 |
| ANTHONY BRUCE HAMILTON | Equity Underwriters Pty Limited | Current | 2009-11-20 |
| ROBERT OSWALD PFAFFLIN | Equity Underwriters Pty Limited | Current | 2003-12-16 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| JACQUELINE RUTH HUNTER | Equity Underwriters Pty Limited | Current | 2017-08-29 |
| ROGER GEORGE J MANNING | Equity Underwriters Pty Limited | Current | 2017-08-25 |
| JOSEPH OLIVER CARROLL | Equity Underwriters Pty Limited | Current | 2012-11-16 |
| LARRY SCHREIER | Equity Underwriters Pty Limited | Current | 2011-04-12 |
| ANTHONY BRUCE HAMILTON | Equity Underwriters Pty Limited | Current | 2009-11-20 |
| ROBERT OSWALD PFAFFLIN | Equity Underwriters Pty Limited | Current | 2003-12-16 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.