EQUITY UNDERWRITERS PTY LIMITED

Address: Sydney, NSW 2000, Australia

EQUITY UNDERWRITERS PTY LIMITED (Licence# 000244040) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is December 16, 2003.

Service Overview

Register Name AFS Licence
Licence Name EQUITY UNDERWRITERS PTY LIMITED
Licence Number 000244040
Licence ABN 61056617862
Issue Date 2003-12-16
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 016442
Locality SYDNEY
State NSW
Postcode 2000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • derivatives limited to:
      • old law securities options contracts and warrants;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • interests in managed investment schemes including:
      • investor directed portfolio services; and
      • securities;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives limited to:
        • old law securities options contracts and warrants; and
      • securities;
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • derivatives limited to:
        • old law securities options contracts and warrants;
      • debentures, stocks or bonds issued or proposed to be issued by a government; and
      • securities; and
    • underwriting:
      • an issue of securities; and
  • provide the following custodial or depository services:
    • operate custodial or depository services other than investor directed portfolio services;
      to retail and wholesale clients.

      Financial advisers

      Adviser Number Adviser Name Status Start Date
      000223861 JACQUELINE RUTH HUNTER Current 2017-08-29
      000312360 ROGER GEORGE J MANNING Current 2017-08-25
      000432295 JOSEPH OLIVER CARROLL Current 2012-11-16
      000268478 LARRY SCHREIER Current 2011-04-12
      000343998 ANTHONY BRUCE HAMILTON Current 2009-11-20
      000300548 ROBERT OSWALD PFAFFLIN Current 2003-12-16
      000300549 ROGER EARLE SHEPHARD Current 2003-12-16

      Office Location

      Locality SYDNEY
      State NSW
      Postcode 2000
      Country Australia

      Financial services with the same postcode

      Service Name Issue Date Locality
      CEDAR ASSET MANAGEMENT PTY LTD 2018-07-30 Sydney, NSW 2000, Australia
      MORETON MANAGED INVESTMENTS PTY LTD 2018-07-20 Sydney, NSW 2000, Australia
      ETHICAL PARTNERS FUNDS MANAGEMENT PTY LTD 2018-07-19 Sydney, NSW 2000, Australia
      QUINTET PARTNERS PTY LTD 2018-07-17 Sydney, NSW 2000, Australia
      HALO FINANCIAL SERVICES PTY LTD 2018-07-13 Sydney, NSW 2000, Australia
      SAFE2PAY PTY LIMITED 2018-07-12 Sydney, NSW 2000, Australia
      WEL-LINK FUNDS PTY LTD 2018-07-06 Sydney, NSW 2000, Australia
      HUNT PROSPERITY PTY LTD 2018-07-03 Sydney, NSW 2000, Australia
      CROWD88 PTY LTD 2018-07-03 Sydney, NSW 2000, Australia
      FUTURE INSURANCE GROUP INTERNATIONAL PTY LTD 2018-07-02 Sydney, NSW 2000, Australia

      Competitor

      Search similar business entities

      Postal Code 2000

      Improve Information

      Please comment or provide details below to improve the information on .

      Dataset Information

      Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
      Jurisdiction Australia
      Related Datasets Australian Businesses, Australian Companies

      This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.