ROGER GEORGE J MANNING (Adviser# 000312360) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is August 25, 2017.
| Register Name | Financial Advisers |
| Adviser Name | ROGER GEORGE J MANNING |
| Adviser Number | 000312360 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser ABN | 18650373703 |
| Adviser First Advice Year | 2007 |
| Financial Service (AFS) Licence |
Licence# 000244040 EQUITY UNDERWRITERS PTY LIMITED |
| Licence ABN | 61056617862 |
| Adviser Start Date | 2017-08-25 |
| Appointing Representative Name | EQUITY UNDERWRITERS PTY LIMITED |
| Appointing Representative Number | 000244040 |
| Appointing Representative ABN | 61056617862 |
| Memberships | Stockbrokers Association of Australia |
|
| Qualification / Degree | Institute / School |
|---|---|
| Diploma of Accountancy | Ultimo TAFE Colledge |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000244040 | EQUITY UNDERWRITERS PTY LIMITED | 2017-08-25 - | EQUITY UNDERWRITERS PTY LIMITED |
| 000235410 | MORGANS FINANCIAL LIMITED | 2010-05-31 - 2015-08-14 | MORGANS FINANCIAL LIMITED |
| 000222441 | REYNOLDS & CO. PTY. LIMITED | 2006-07-01 - 2010-05-28 |
| Licence Name | EQUITY UNDERWRITERS PTY LIMITED |
| Licence Number | 000244040 |
| Licence ABN | 61056617862 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| JACQUELINE RUTH HUNTER | Equity Underwriters Pty Limited | Current | 2017-08-29 |
| JOSEPH OLIVER CARROLL | Equity Underwriters Pty Limited | Current | 2012-11-16 |
| LARRY SCHREIER | Equity Underwriters Pty Limited | Current | 2011-04-12 |
| ANTHONY BRUCE HAMILTON | Equity Underwriters Pty Limited | Current | 2009-11-20 |
| ROBERT OSWALD PFAFFLIN | Equity Underwriters Pty Limited | Current | 2003-12-16 |
| ROGER EARLE SHEPHARD | Equity Underwriters Pty Limited | Current | 2003-12-16 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| JACQUELINE RUTH HUNTER | Equity Underwriters Pty Limited | Current | 2017-08-29 |
| JOSEPH OLIVER CARROLL | Equity Underwriters Pty Limited | Current | 2012-11-16 |
| LARRY SCHREIER | Equity Underwriters Pty Limited | Current | 2011-04-12 |
| ANTHONY BRUCE HAMILTON | Equity Underwriters Pty Limited | Current | 2009-11-20 |
| ROBERT OSWALD PFAFFLIN | Equity Underwriters Pty Limited | Current | 2003-12-16 |
| ROGER EARLE SHEPHARD | Equity Underwriters Pty Limited | Current | 2003-12-16 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.