JAMES ANDREW STAPLES (Adviser# 000303657) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 16, 2012.
| Register Name | Financial Advisers |
| Adviser Name | JAMES ANDREW STAPLES |
| Adviser Number | 000303657 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2006 |
| Financial Service (AFS) Licence |
Licence# 000378693 INDEPENDENT CAPITAL ADVISERS PTY LTD |
| Licence ABN | 58145211507 |
| Adviser Start Date | 2012-07-16 |
| Appointing Representative Name | FYNERGY TNQ FINANCIAL SERVICES FRANCHISE PTY LTD |
| Appointing Representative Number | 000425287 |
| Appointing Representative ABN | 70121824431 |
| Memberships |
Credit & Investment Ombudsman Mortgage & Finance Association of Australia Taxation Practitioners Board |
|
| Qualification / Degree | Institute / School |
|---|---|
| Bachelor of Business | Edith Cowen University |
| Diploma of Finance (Mortgage Broking) | Plan Connect |
| Diploma of Finance (Specialised) | Pinnacle |
| Diploma of Financial Services (Financial Planning) | Pinnacle |
| Masters of Business Administration | University of Western Australia |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000378693 | INDEPENDENT CAPITAL ADVISERS PTY LTD | 2012-07-16 - | FYNERGY TNQ FINANCIAL SERVICES FRANCHISE PTY LTD |
| 000226403 | AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD | 2008-12-18 - 2012-07-18 | JAMES ANDREW STAPLES |
| 000226403 | AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD | 2006-07-28 - 2006-12-18 | JAMES ANDREW STAPLES |
| Licence Name | INDEPENDENT CAPITAL ADVISERS PTY LTD |
| Licence Number | 000378693 |
| Licence ABN | 58145211507 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| BRETT ANTHONY SMYTH | Independent Capital Advisers Pty Ltd | Current | 2018-02-19 |
| PAUL JOSEPH CULHANE | Independent Capital Advisers Pty Ltd | Current | 2016-07-25 |
| GRAHAM ROSS CALDWELL | Independent Capital Advisers Pty Ltd | Current | 2016-06-15 |
| ADRIENNE DONNA COSTELLO | Independent Capital Advisers Pty Ltd | Current | 2016-04-18 |
| TRISHA MAREE DIEHM | Independent Capital Advisers Pty Ltd | Current | 2016-04-05 |
| CYNTHIA JEAN MOMBELLI | Independent Capital Advisers Pty Ltd | Current | 2014-03-11 |
| RACHEL FRAZER | Independent Capital Advisers Pty Ltd | Ceased | 2012-07-16 |
| JOHN IVO MLIKOTA | Independent Capital Advisers Pty Ltd | Current | 2011-04-01 |
| SIMON DENNIS LEE | Independent Capital Advisers Pty Ltd | Current | 2011-04-01 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| BRETT ANTHONY SMYTH | Independent Capital Advisers Pty Ltd | Current | 2018-02-19 |
| PAUL JOSEPH CULHANE | Independent Capital Advisers Pty Ltd | Current | 2016-07-25 |
| GRAHAM ROSS CALDWELL | Independent Capital Advisers Pty Ltd | Current | 2016-06-15 |
| ADRIENNE DONNA COSTELLO | Independent Capital Advisers Pty Ltd | Current | 2016-04-18 |
| TRISHA MAREE DIEHM | Independent Capital Advisers Pty Ltd | Current | 2016-04-05 |
| CYNTHIA JEAN MOMBELLI | Independent Capital Advisers Pty Ltd | Current | 2014-03-11 |
| RACHEL FRAZER | Independent Capital Advisers Pty Ltd | Ceased | 2012-07-16 |
| JOHN IVO MLIKOTA | Independent Capital Advisers Pty Ltd | Current | 2011-04-01 |
| SIMON DENNIS LEE | Independent Capital Advisers Pty Ltd | Current | 2011-04-01 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.