JAMES ANDREW STAPLES


Licensee: INDEPENDENT CAPITAL ADVISERS PTY LTD

JAMES ANDREW STAPLES (Adviser# 000303657) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 16, 2012.

Adviser Overview

Register Name Financial Advisers
Adviser Name JAMES ANDREW STAPLES
Adviser Number 000303657
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2006
Financial Service (AFS) Licence Licence# 000378693
INDEPENDENT CAPITAL ADVISERS PTY LTD
Licence ABN 58145211507
Adviser Start Date 2012-07-16
Appointing Representative Name FYNERGY TNQ FINANCIAL SERVICES FRANCHISE PTY LTD
Appointing Representative Number 000425287
Appointing Representative ABN 70121824431
Memberships Credit & Investment Ombudsman
Mortgage & Finance Association of Australia
Taxation Practitioners Board

Authorisations to provide financial product advice

  • JAMES ANDREW STAPLES
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Derivative
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Business Edith Cowen University
Diploma of Finance (Mortgage Broking) Plan Connect
Diploma of Finance (Specialised) Pinnacle
Diploma of Financial Services (Financial Planning) Pinnacle
Masters of Business Administration University of Western Australia

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000378693 INDEPENDENT CAPITAL ADVISERS PTY LTD 2012-07-16 - FYNERGY TNQ FINANCIAL SERVICES FRANCHISE PTY LTD
000226403 AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD 2008-12-18 - 2012-07-18 JAMES ANDREW STAPLES
000226403 AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD 2006-07-28 - 2006-12-18 JAMES ANDREW STAPLES

Licensee Information

Licence Name INDEPENDENT CAPITAL ADVISERS PTY LTD
Licence Number 000378693
Licence ABN 58145211507

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
BRETT ANTHONY SMYTH Independent Capital Advisers Pty Ltd Current 2018-02-19
PAUL JOSEPH CULHANE Independent Capital Advisers Pty Ltd Current 2016-07-25
GRAHAM ROSS CALDWELL Independent Capital Advisers Pty Ltd Current 2016-06-15
ADRIENNE DONNA COSTELLO Independent Capital Advisers Pty Ltd Current 2016-04-18
TRISHA MAREE DIEHM Independent Capital Advisers Pty Ltd Current 2016-04-05
CYNTHIA JEAN MOMBELLI Independent Capital Advisers Pty Ltd Current 2014-03-11
RACHEL FRAZER Independent Capital Advisers Pty Ltd Ceased 2012-07-16
JOHN IVO MLIKOTA Independent Capital Advisers Pty Ltd Current 2011-04-01
SIMON DENNIS LEE Independent Capital Advisers Pty Ltd Current 2011-04-01

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
BRETT ANTHONY SMYTH Independent Capital Advisers Pty Ltd Current 2018-02-19
PAUL JOSEPH CULHANE Independent Capital Advisers Pty Ltd Current 2016-07-25
GRAHAM ROSS CALDWELL Independent Capital Advisers Pty Ltd Current 2016-06-15
ADRIENNE DONNA COSTELLO Independent Capital Advisers Pty Ltd Current 2016-04-18
TRISHA MAREE DIEHM Independent Capital Advisers Pty Ltd Current 2016-04-05
CYNTHIA JEAN MOMBELLI Independent Capital Advisers Pty Ltd Current 2014-03-11
RACHEL FRAZER Independent Capital Advisers Pty Ltd Ceased 2012-07-16
JOHN IVO MLIKOTA Independent Capital Advisers Pty Ltd Current 2011-04-01
SIMON DENNIS LEE Independent Capital Advisers Pty Ltd Current 2011-04-01

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.