INDEPENDENT CAPITAL ADVISERS PTY LTD


Address: Cairns, QLD 4870, Australia

INDEPENDENT CAPITAL ADVISERS PTY LTD (Licence# 000378693) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is February 17, 2011.

Service Overview

Register Name AFS Licence
Licence Name INDEPENDENT CAPITAL ADVISERS PTY LTD
Licence Number 000378693
Licence ABN 58145211507
Issue Date 2011-02-17
Locality CAIRNS
State QLD
Postcode 4870
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • interests in managed investment schemes limited to:
      • MDA services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives;
      • interests in managed investment schemes limited to:
        • own managed investment scheme only;
      • MDA services; and
      • securities; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001262100 BRETT ANTHONY SMYTH Current 2018-02-19
001245687 PAUL JOSEPH CULHANE Current 2016-07-25
000456127 GRAHAM ROSS CALDWELL Current 2016-06-15
001241288 ADRIENNE DONNA COSTELLO Current 2016-04-18
001240702 TRISHA MAREE DIEHM Current 2016-04-05
001235614 KRISTY-LEE LAMBERT Ceased 2015-09-22
000454847 CYNTHIA JEAN MOMBELLI Current 2014-03-11
000431914 JANELLE RUTH COLLINS Ceased 2012-12-10
000303657 JAMES ANDREW STAPLES Current 2012-07-16
000409338 RACHEL FRAZER Ceased 2012-07-16

Office Location

Locality CAIRNS
State QLD
Postcode 4870
Country Australia

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Service Name Issue Date Locality
CBIS (AUST) PTY LTD 2017-09-11 Cairns, QLD 4870, Australia
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ADVICE PROFESSIONALS PTY LTD 2011-12-21 Westcourt, QLD 4870, Australia
T. KIMPTON PTY. LTD. 2004-07-16 Cairns North, QLD 4870, Australia
CAIRNS PENNY SAVINGS & LOANS LIMITED 2004-02-02 Cairns, QLD 4870, Australia
OPTIMUS 1 PTY LTD 2004-02-02 Westcourt, QLD 4870, Australia
JOE VELLA INSURANCE BROKERS PTY. LTD. 2004-01-15 Cairns, QLD 4870, Australia
BILL OWEN INSURANCE BROKERS PTY LTD 2004-01-01 Manoora, QLD 4870, Australia

Financial services with the same locality

Service Name Issue Date Locality
CBIS (AUST) PTY LTD 2017-09-11 Cairns, QLD 4870, Australia
CAIRNS PENNY SAVINGS & LOANS LIMITED 2004-02-02 Cairns, QLD 4870, Australia
JOE VELLA INSURANCE BROKERS PTY. LTD. 2004-01-15 Cairns, QLD 4870, Australia

Competitor

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Postal Code 4870

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.