GRAHAM ROSS CALDWELL (Adviser# 000456127) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 15, 2016.
Register Name | Financial Advisers |
Adviser Name | GRAHAM ROSS CALDWELL |
Adviser Number | 000456127 |
Adviser Role | Financial Adviser |
Adviser Role Status | Current |
Adviser First Advice Year | 2014 |
Financial Service (AFS) Licence |
Licence# 000378693 INDEPENDENT CAPITAL ADVISERS PTY LTD |
Licence ABN | 58145211507 |
Adviser Start Date | 2016-06-15 |
Appointing Representative Name | GRADAEL PTY LTD |
Appointing Representative Number | 001243568 |
Appointing Representative ABN | 79164096459 |
Memberships |
Australian Institute of Company Directors CPA Australia (CPA) Chartered Accountants Australia and New Zealand (CA) SMSF Association The Tax Institute |
Further Restrictions | Limited Accountant Licence (Self Managed Superannuation Funds) |
|
Qualification / Degree | Institute / School |
---|---|
Accountants' Super Package | Kaplan Professional |
Bachelor of Business (Accounting) | Queensland University of Technology |
CPA Program | CPA Australia |
Company Directors Course | Australian Institute of Company Directors |
Profession Year | Institute of Chartered Accountants |
Licence Number | Licence Name | Adviser Date | Appointing Representative |
---|---|---|---|
000378693 |
INDEPENDENT CAPITAL ADVISERS PTY LTD
Further restrictions: Limited Accountant Licence (Self Managed Superannuation Funds) |
2016-06-15 - | GRADAEL PTY LTD |
000223477 |
KNM SERVICES PTY LTD
Licence controlled by: POYNTER HARGRAVES FINANCIAL CONSULTANTS PTY LTD [Date Ceased: 18/05/2018] |
2014-04-04 - 2016-03-31 | KNM SERVICES PTY LTD |
Licence Name | INDEPENDENT CAPITAL ADVISERS PTY LTD |
Licence Number | 000378693 |
Licence ABN | 58145211507 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
BRETT ANTHONY SMYTH | Independent Capital Advisers Pty Ltd | Current | 2018-02-19 |
PAUL JOSEPH CULHANE | Independent Capital Advisers Pty Ltd | Current | 2016-07-25 |
ADRIENNE DONNA COSTELLO | Independent Capital Advisers Pty Ltd | Current | 2016-04-18 |
TRISHA MAREE DIEHM | Independent Capital Advisers Pty Ltd | Current | 2016-04-05 |
CYNTHIA JEAN MOMBELLI | Independent Capital Advisers Pty Ltd | Current | 2014-03-11 |
JAMES ANDREW STAPLES | Independent Capital Advisers Pty Ltd | Current | 2012-07-16 |
RACHEL FRAZER | Independent Capital Advisers Pty Ltd | Ceased | 2012-07-16 |
JOHN IVO MLIKOTA | Independent Capital Advisers Pty Ltd | Current | 2011-04-01 |
SIMON DENNIS LEE | Independent Capital Advisers Pty Ltd | Current | 2011-04-01 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
BRETT ANTHONY SMYTH | Independent Capital Advisers Pty Ltd | Current | 2018-02-19 |
PAUL JOSEPH CULHANE | Independent Capital Advisers Pty Ltd | Current | 2016-07-25 |
ADRIENNE DONNA COSTELLO | Independent Capital Advisers Pty Ltd | Current | 2016-04-18 |
TRISHA MAREE DIEHM | Independent Capital Advisers Pty Ltd | Current | 2016-04-05 |
CYNTHIA JEAN MOMBELLI | Independent Capital Advisers Pty Ltd | Current | 2014-03-11 |
JAMES ANDREW STAPLES | Independent Capital Advisers Pty Ltd | Current | 2012-07-16 |
RACHEL FRAZER | Independent Capital Advisers Pty Ltd | Ceased | 2012-07-16 |
JOHN IVO MLIKOTA | Independent Capital Advisers Pty Ltd | Current | 2011-04-01 |
SIMON DENNIS LEE | Independent Capital Advisers Pty Ltd | Current | 2011-04-01 |
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Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
Jurisdiction | Australia |
Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.