JAMES ALEXANDER GERRARD (Adviser# 000303966) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is May 13, 2015.
| Register Name | Financial Advisers |
| Adviser Name | JAMES ALEXANDER GERRARD |
| Adviser Number | 000303966 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2006 |
| Financial Service (AFS) Licence |
Licence# 000475300 AUSTRALIAN FINANCIAL ADVISORY GROUP PTY LTD |
| Adviser Start Date | 2015-05-13 |
| Appointing Representative Name | AUSTRALIAN FINANCIAL ADVISORY GROUP PTY LTD |
| Appointing Representative Number | 000475300 |
| Memberships | Financial Planning Association of Australia (FPA) |
|
| Qualification / Degree | Institute / School |
|---|---|
| Advanced Diploma of Financial Services (Financial Planning) | Kaplan Professional Education |
| Bachelor of Applied Finance | Macquarie University |
| Diploma of Financial Services (Financial Planning) | Financial Planning Association of Australia |
| Master of Business Administration | Deakin University |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000475300 | AUSTRALIAN FINANCIAL ADVISORY GROUP PTY LTD | 2015-05-13 - | AUSTRALIAN FINANCIAL ADVISORY GROUP PTY LTD |
| 000234665 |
CHARTER FINANCIAL PLANNING LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] Further restrictions: One off licensee approval is required for all MDA services and products which are either not on the approved product list or Derivatives. |
2010-10-28 - 2015-05-20 | CHARTER FINANCIAL PLANNING LIMITED |
| 000230690 |
GODFREY PEMBROKE LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED ~ NATIONAL WEALTH MANAGEMENT SERVICES LIMITED |
2006-08-02 - 2010-10-19 |
| Licence Name | AUSTRALIAN FINANCIAL ADVISORY GROUP PTY LTD |
| Licence Number | 000475300 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.