NEIL REUBEN RICHARDSON


Licensee: THORNTON GROUP (AUSTRALIA) PTY LIMITED

NEIL REUBEN RICHARDSON (Adviser# 000310279) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is November 22, 2016.

Adviser Overview

Register Name Financial Advisers
Adviser Name NEIL REUBEN RICHARDSON
Adviser Number 000310279
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2007
Financial Service (AFS) Licence Licence# 000223670
THORNTON GROUP (AUSTRALIA) PTY LIMITED
Licence ABN 88101789226
Licence Controlled By THORNTON GROUP (SA) PTY LTD
Adviser Start Date 2016-11-22
Appointing Representative Name THE TRUSTEE FOR MSW UNIT TRUST
Appointing Representative Number 000468631
Appointing Representative ABN 74139125525
Memberships Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • NEIL REUBEN RICHARDSON
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
ASX Securities Kaplan
Certified Financial Planner FPA
Graduate Certificate in Financial Planning Finsia
Graduate Certificate in Forensic Studies (Accounting) Monash University
Self Managed Super Fund Course Finsia

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000223670 THORNTON GROUP (AUSTRALIA) PTY LIMITED
Licence controlled by: THORNTON GROUP (SA) PTY LTD
2016-11-22 - THE TRUSTEE FOR MSW UNIT TRUST
000234951 PROFESSIONAL INVESTMENT SERVICES PTY LTD
Licence controlled by: CENTREPOINT WEALTH PTY LTD
2007-02-08 - 2016-12-20 PROFESSIONAL INVESTMENT SERVICES PTY LTD

Licensee Information

Licence Name THORNTON GROUP (AUSTRALIA) PTY LIMITED
Licence Number 000223670
Licence ABN 88101789226

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
JAWAD AHMAD Thornton Group (australia) Pty Limited Current 2017-05-22
DONNA LEE DOWNS Thornton Group (australia) Pty Limited Current 2016-02-16
NICHOLAS DRUMMOND HAMERSLEY Thornton Group (australia) Pty Limited Ceased 2015-04-13
CLAUDIO DI GIOVANNI Thornton Group (australia) Pty Limited Current 2009-03-18
DUNCAN WIECH Thornton Group (australia) Pty Limited Current 2004-09-07

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
JAWAD AHMAD Thornton Group (australia) Pty Limited Current 2017-05-22
DONNA LEE DOWNS Thornton Group (australia) Pty Limited Current 2016-02-16
NICHOLAS DRUMMOND HAMERSLEY Thornton Group (australia) Pty Limited Ceased 2015-04-13
CLAUDIO DI GIOVANNI Thornton Group (australia) Pty Limited Current 2009-03-18
DUNCAN WIECH Thornton Group (australia) Pty Limited Current 2004-09-07

Competitor

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.