THORNTON GROUP (AUSTRALIA) PTY LIMITED


Address: Dulwich, SA 5065, Australia

THORNTON GROUP (AUSTRALIA) PTY LIMITED (Licence# 000223670) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is November 20, 2002.

Service Overview

Register Name AFS Licence
Licence Name THORNTON GROUP (AUSTRALIA) PTY LIMITED
Licence Number 000223670
Licence ABN 88101789226
Issue Date 2002-11-20
Locality DULWICH
State SA
Postcode 5065
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives limited to:
      • old law securities options contracts and warrants;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • interests in managed investment schemes limited to:
      • MDA services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • interests in managed investment schemes limited to:
        • MDA services; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • interests in managed investment schemes limited to:
        • MDA services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000307873 JAWAD AHMAD Current 2017-05-22
000310279 NEIL REUBEN RICHARDSON Current 2016-11-22
001239352 DONNA LEE DOWNS Current 2016-02-16
001003324 DOMINIC KWOK Ceased 2015-04-20
001007344 NICHOLAS DRUMMOND HAMERSLEY Ceased 2015-04-13
000235659 KYM COTTER Ceased 2010-09-20
000269250 CLAUDIO DI GIOVANNI Current 2009-03-18
000423982 ANTONIO MORO Ceased 2009-03-18
000319156 SARAH ELIZABETH MARTIN Ceased 2007-10-01
000311674 BEN WOOLVETT Ceased 2007-03-26

Office Location

Locality DULWICH
State SA
Postcode 5065
Country Australia

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Competitor

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Postal Code 5065

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.