DONNA LEE DOWNS


Licensee: THORNTON GROUP (AUSTRALIA) PTY LIMITED

DONNA LEE DOWNS (Adviser# 001239352) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is February 16, 2016.

Adviser Overview

Register Name Financial Advisers
Adviser Name DONNA LEE DOWNS
Adviser Number 001239352
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2008
Financial Service (AFS) Licence Licence# 000223670
THORNTON GROUP (AUSTRALIA) PTY LIMITED
Licence ABN 88101789226
Licence Controlled By THORNTON GROUP (SA) PTY LTD
Adviser Start Date 2016-02-16
Appointing Representative Name THORNTON GROUP (AUSTRALIA) PTY LIMITED
Appointing Representative Number 000223670
Appointing Representative ABN 88101789226
Further Restrictions Cannot provide advice on MDA services and Derivatives

Authorisations to provide financial product advice

  • DONNA LEE DOWNS
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Cert IV Finance & Mortgage Broking Kaplan
DFP5v2 Tax for Financial Advising Kaplan Professional
Diploma of Financial Planning Kaplan
Self Managed Superannuation Funds Kaplan Professional
TASACLc1 Commercial Law Kaplan Professional

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000223670 THORNTON GROUP (AUSTRALIA) PTY LIMITED
Licence controlled by: THORNTON GROUP (SA) PTY LTD
Further restrictions: Cannot provide advice on MDA services and Derivatives
2016-02-16 - THORNTON GROUP (AUSTRALIA) PTY LIMITED
000230686 NATIONAL AUSTRALIA BANK LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED
2009-07-01 - 2010-09-01
000234527 AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
2008-08-01 - 2009-07-01

Licensee Information

Licence Name THORNTON GROUP (AUSTRALIA) PTY LIMITED
Licence Number 000223670
Licence ABN 88101789226

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
JAWAD AHMAD Thornton Group (australia) Pty Limited Current 2017-05-22
NEIL REUBEN RICHARDSON Thornton Group (australia) Pty Limited Current 2016-11-22
NICHOLAS DRUMMOND HAMERSLEY Thornton Group (australia) Pty Limited Ceased 2015-04-13
CLAUDIO DI GIOVANNI Thornton Group (australia) Pty Limited Current 2009-03-18
DUNCAN WIECH Thornton Group (australia) Pty Limited Current 2004-09-07

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
JAWAD AHMAD Thornton Group (australia) Pty Limited Current 2017-05-22
NEIL REUBEN RICHARDSON Thornton Group (australia) Pty Limited Current 2016-11-22
NICHOLAS DRUMMOND HAMERSLEY Thornton Group (australia) Pty Limited Ceased 2015-04-13
CLAUDIO DI GIOVANNI Thornton Group (australia) Pty Limited Current 2009-03-18
DUNCAN WIECH Thornton Group (australia) Pty Limited Current 2004-09-07

Competitor

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.