DONNA LEE DOWNS (Adviser# 001239352) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is February 16, 2016.
Register Name | Financial Advisers |
Adviser Name | DONNA LEE DOWNS |
Adviser Number | 001239352 |
Adviser Role | Financial Adviser |
Adviser Role Status | Current |
Adviser First Advice Year | 2008 |
Financial Service (AFS) Licence |
Licence# 000223670 THORNTON GROUP (AUSTRALIA) PTY LIMITED |
Licence ABN | 88101789226 |
Licence Controlled By | THORNTON GROUP (SA) PTY LTD |
Adviser Start Date | 2016-02-16 |
Appointing Representative Name | THORNTON GROUP (AUSTRALIA) PTY LIMITED |
Appointing Representative Number | 000223670 |
Appointing Representative ABN | 88101789226 |
Further Restrictions | Cannot provide advice on MDA services and Derivatives |
|
Qualification / Degree | Institute / School |
---|---|
Cert IV Finance & Mortgage Broking | Kaplan |
DFP5v2 Tax for Financial Advising | Kaplan Professional |
Diploma of Financial Planning | Kaplan |
Self Managed Superannuation Funds | Kaplan Professional |
TASACLc1 Commercial Law | Kaplan Professional |
Licence Number | Licence Name | Adviser Date | Appointing Representative |
---|---|---|---|
000223670 |
THORNTON GROUP (AUSTRALIA) PTY LIMITED
Licence controlled by: THORNTON GROUP (SA) PTY LTD Further restrictions: Cannot provide advice on MDA services and Derivatives |
2016-02-16 - | THORNTON GROUP (AUSTRALIA) PTY LIMITED |
000230686 |
NATIONAL AUSTRALIA BANK LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED |
2009-07-01 - 2010-09-01 | |
000234527 |
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED |
2008-08-01 - 2009-07-01 |
Licence Name | THORNTON GROUP (AUSTRALIA) PTY LIMITED |
Licence Number | 000223670 |
Licence ABN | 88101789226 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
JAWAD AHMAD | Thornton Group (australia) Pty Limited | Current | 2017-05-22 |
NEIL REUBEN RICHARDSON | Thornton Group (australia) Pty Limited | Current | 2016-11-22 |
NICHOLAS DRUMMOND HAMERSLEY | Thornton Group (australia) Pty Limited | Ceased | 2015-04-13 |
CLAUDIO DI GIOVANNI | Thornton Group (australia) Pty Limited | Current | 2009-03-18 |
DUNCAN WIECH | Thornton Group (australia) Pty Limited | Current | 2004-09-07 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
JAWAD AHMAD | Thornton Group (australia) Pty Limited | Current | 2017-05-22 |
NEIL REUBEN RICHARDSON | Thornton Group (australia) Pty Limited | Current | 2016-11-22 |
NICHOLAS DRUMMOND HAMERSLEY | Thornton Group (australia) Pty Limited | Ceased | 2015-04-13 |
CLAUDIO DI GIOVANNI | Thornton Group (australia) Pty Limited | Current | 2009-03-18 |
DUNCAN WIECH | Thornton Group (australia) Pty Limited | Current | 2004-09-07 |
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Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
Jurisdiction | Australia |
Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.