DOMINIC KWOK (Adviser# 001003324) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is February 16, 2017.
| Register Name | Financial Advisers |
| Adviser Name | DOMINIC KWOK |
| Adviser Number | 001003324 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2011 |
| Financial Service (AFS) Licence |
Licence# 000233714 WESTPAC BANKING CORPORATION |
| Licence ABN | 33007457141 |
| Licence Controlled By | WESTPAC BANKING CORPORATION |
| Adviser Start Date | 2017-02-16 |
| Appointing Representative Name | WESTPAC BANKING CORPORATION |
| Appointing Representative Number | 000233714 |
| Appointing Representative ABN | 33007457141 |
| Memberships | Financial Planning Association of Australia (FPA) |
|
| Qualification / Degree | Institute / School |
|---|---|
| Advanced Diploma of Financial Planning | Kaplan Australia |
| Bachelor of Finance (B.Fin) | University of Adelaide - SA |
| Diploma of Financial Services (RG 146) | Kaplan Australia |
| Self Managed Superannuation Funds | Kaplan Professional Education |
| Tier 1 Margin Lending | Personal Advice - Kaplan Professional Education |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000233714 |
WESTPAC BANKING CORPORATION
Licence controlled by: WESTPAC BANKING CORPORATION |
2017-02-16 - | WESTPAC BANKING CORPORATION |
| 000223670 |
THORNTON GROUP (AUSTRALIA) PTY LIMITED
Licence controlled by: THORNTON GROUP (SA) PTY LTD |
2015-04-20 - 2017-01-16 | THE TRUSTEE FOR MSW UNIT TRUST |
| 000233714 |
WESTPAC BANKING CORPORATION
Licence controlled by: WESTPAC BANKING CORPORATION Further restrictions: Excluding Self Managed Superannuation Funds |
2013-06-11 - 2015-04-16 | WESTPAC BANKING CORPORATION |
| 000258853 |
ANNE STREET PARTNERS FINANCIAL SERVICES PTY LTD
Licence controlled by: Mayfair Limited |
2011-09-01 - 2013-04-01 |
| Licence Name | WESTPAC BANKING CORPORATION |
| Licence Number | 000233714 |
| Licence ABN | 33007457141 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| YING ZHU | Westpac Banking Corporation | Current | 2018-06-19 |
| PAUL DAO | Westpac Banking Corporation | Current | 2018-05-08 |
| ADAM SULLIVAN | Westpac Banking Corporation | Current | 2018-04-23 |
| LUCINDA NUTTING | Westpac Banking Corporation | Current | 2018-04-18 |
| WEIFENG DONG | Westpac Banking Corporation | Current | 2018-04-13 |
| GREY GONZALES | Westpac Banking Corporation | Current | 2018-03-23 |
| MICHAEL AZZI | Westpac Banking Corporation | Current | 2018-02-20 |
| XIAO HE | Westpac Banking Corporation | Current | 2018-02-19 |
| ANDREW FERGUSON | Westpac Banking Corporation | Current | 2018-02-09 |
| ERIN LANE | Westpac Banking Corporation | Current | 2017-12-12 |
Please comment or provide details below to improve the information on .
| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.