ROBERTO GERALD CATENA (Adviser# 000312533) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 26, 2015.
| Register Name | Financial Advisers |
| Adviser Name | ROBERTO GERALD CATENA |
| Adviser Number | 000312533 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2002 |
| Financial Service (AFS) Licence |
Licence# 000294848 CPS CAPITAL GROUP PTY LTD |
| Licence ABN | 73088055636 |
| Adviser Start Date | 2015-06-26 |
| Appointing Representative Name | CPS CAPITAL GROUP PTY LTD |
| Appointing Representative Number | 000294848 |
| Appointing Representative ABN | 73088055636 |
| Disciplinary Action Start Date | 07/05/2010 |
| Disciplinary Action End Date | 06/05/2015 |
| Disciplinary Action Type | Banning Order, AAT Orders and Federal Court Orders. |
|
| Qualification / Degree | Institute / School |
|---|---|
| Bachelor of Economics (Honours) | University of WA |
| RG146 Tier 1 | SDIA |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000294848 | CPS CAPITAL GROUP PTY LTD | 2015-06-26 - | CPS CAPITAL GROUP PTY LTD |
| Licence Name | CPS CAPITAL GROUP PTY LTD |
| Licence Number | 000294848 |
| Licence ABN | 73088055636 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| CALLUM FRANSZ | Cps Capital Group Pty Ltd | Current | 2017-10-05 |
| BRENT JOSEPH EVITT | Cps Capital Group Pty Ltd | Current | 2016-03-15 |
| STEPHEN BRENDON SHREEVE | Cps Capital Group Pty Ltd | Current | 2016-03-09 |
| MASON KING | Cps Capital Group Pty Ltd | Current | 2016-02-23 |
| MICHAEL SOUCIK | Cps Capital Group Pty Ltd | Ceased | 2016-01-04 |
| DALE MAURICE RAYNES | Cps Capital Group Pty Ltd | Current | 2015-10-09 |
| WILLIAM LOUIS GUILLAUME PHILOGENE | Cps Capital Group Pty Ltd | Current | 2015-10-05 |
| ASHOK DESAI | Cps Capital Group Pty Ltd | Current | 2014-10-21 |
| PHILLIP JAMES COSH | Cps Capital Group Pty Ltd | Current | 2014-10-21 |
| MICHAEL NOTTAS | Cps Capital Group Pty Ltd | Current | 2013-10-25 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.