CPS CAPITAL GROUP PTY LTD


Address: Perth, WA 6000, Australia

CPS CAPITAL GROUP PTY LTD (Licence# 000294848) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is May 11, 2006.

Service Overview

Register Name AFS Licence
Licence Name CPS CAPITAL GROUP PTY LTD
Licence Number 000294848
Licence ABN 73088055636
Issue Date 2006-05-11
Locality PERTH
State WA
Postcode 6000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • derivatives;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives;
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • derivatives;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • securities;
        • standard margin lending facility; and
        • superannuation; and
    • underwriting:
      • interests in managed investment schemes; and
      • an issue of securities;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001258756 CALLUM FRANSZ Current 2017-10-05
000260078 BRENT JOSEPH EVITT Current 2016-03-15
001005830 STEPHEN BRENDON SHREEVE Current 2016-03-09
001256505 MASON KING Current 2016-02-23
001239289 MICHAEL SOUCIK Ceased 2016-01-04
001006195 DALE MAURICE RAYNES Current 2015-10-09
001006186 WILLIAM LOUIS GUILLAUME PHILOGENE Current 2015-10-05
000312533 ROBERTO GERALD CATENA Current 2015-06-26
000300854 ASHOK DESAI Current 2014-10-21
001003774 PHILLIP JAMES COSH Current 2014-10-21

Office Location

Locality PERTH
State WA
Postcode 6000
Country Australia

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KBI GROUP PTY LTD 2017-04-26 Perth, WA 6000, Australia
MOORE STEPHENS (WA) FINANCIAL SERVICES PTY LTD 2017-03-01 Perth, WA 6000, Australia
TAURUS HOLDINGS AUSTRALIA PTY LTD 2017-02-17 Perth, WA 6000, Australia
AXELROD CAPITAL INVESTMENT MANAGEMENT LIMITED 2017-02-16 Perth, WA 6000, Australia
MKT PTY LTD 2016-12-19 Perth, WA 6000, Australia
JINDALEE PARTNERS PTY LTD 2016-09-23 Perth, WA 6000, Australia
BURNS SIEBER FINANCIAL PLANNING PTY LTD 2016-06-24 Perth, WA 6000, Australia

Competitor

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Postal Code 6000

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.