Australian Financial Service Licences


Jurisdiction: Australia
Source: Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.

6000 · Search Result

Service Name Issue Date Locality
ONEILL, PATRICK JOSEPH 2017-10-25 Perth, WA 6000, Australia
CHARTERS PTY LTD 2017-09-20 Perth, WA 6000, Australia
EVARI INSURE PTY. LTD. 2017-04-27 Perth, WA 6000, Australia
KBI GROUP PTY LTD 2017-04-26 Perth, WA 6000, Australia
MOORE STEPHENS (WA) FINANCIAL SERVICES PTY LTD 2017-03-01 Perth, WA 6000, Australia
TAURUS HOLDINGS AUSTRALIA PTY LTD 2017-02-17 Perth, WA 6000, Australia
AXELROD CAPITAL INVESTMENT MANAGEMENT LIMITED 2017-02-16 Perth, WA 6000, Australia
MKT PTY LTD 2016-12-19 Perth, WA 6000, Australia
JINDALEE PARTNERS PTY LTD 2016-09-23 Perth, WA 6000, Australia
BURNS SIEBER FINANCIAL PLANNING PTY LTD 2016-06-24 Perth, WA 6000, Australia
BELLWETHER FINANCIAL GROUP PTY LTD 2016-06-13 Perth, WA 6000, Australia
NEXIA PERTH FINANCIAL SOLUTIONS PTY LTD 2016-03-16 Perth, WA 6000, Australia
ALARIE PTY LTD 2016-01-27 Perth, WA 6000, Australia
CW FINANCIAL SERVICES PTY. LTD. 2015-12-10 Perth, WA 6000, Australia
AZURE CAPITAL NOMINEES PTY LTD 2015-11-09 Perth, WA 6000, Australia
PRIVATE WEALTH ADVISORY PTY LTD 2015-09-09 Perth, WA 6000, Australia
FENGATE CAPITAL MANAGEMENT (AUSTRALIA) PTY LTD 2015-01-12 Perth, WA 6000, Australia
PRODIGY INVESTMENT PARTNERS LIMITED 2015-01-05 Perth, WA 6000, Australia
AMBER SERVICES PTY LTD 2014-10-06 Perth, WA 6000, Australia
PARETO SECURITIES PTY LTD 2014-05-01 Perth, WA 6000, Australia
HOPERIDGE ADVISORS PTY LTD 2013-09-25 Perth, WA 6000, Australia
PEET FUNDS MANAGEMENT LIMITED 2012-07-05 Perth, WA 6000, Australia
ACURE FUNDS MANAGEMENT LTD 2011-12-19 Perth, WA 6000, Australia
FXOPEN AU PTY LTD 2011-12-12 Perth, WA 6000, Australia
SENTRY WEALTH PTY LTD 2011-09-20 Perth, WA 6000, Australia
EDGE UNDERWRITING PTY LTD 2011-08-31 Perth, WA 6000, Australia
SOMERS AND PARTNERS PTY LTD 2011-06-20 Perth, WA 6000, Australia
CO2 GROUP FINANCIAL SERVICES PTY LTD 2011-03-03 Perth, WA 6000, Australia
NEO FINANCIAL SOLUTIONS PTY LTD 2011-01-04 Perth, WA 6000, Australia
TRIPLE C CONSULTING PTY LTD 2010-06-29 Perth, WA 6000, Australia
PRIMEWEST FUNDS LTD 2009-08-28 Perth, WA 6000, Australia
WEALTHSURE FINANCIAL SERVICES PTY LTD 2009-01-05 Perth, WA 6000, Australia
COOPER PARTNERS FINANCIAL SERVICES PTY LTD 2008-08-01 Perth, WA 6000, Australia
PT ASSET MANAGEMENT PTY LTD 2008-01-07 Perth, WA 6000, Australia
CPS CAPITAL GROUP PTY LTD 2006-05-11 Perth, WA 6000, Australia
TRIDENT CAPITAL PTY LTD 2005-10-20 Perth, WA 6000, Australia
AUSTRALIAN HERITAGE GROUP PTY LTD 2005-09-05 Perth, WA 6000, Australia
NEXIA PERTH CORPORATE FINANCE PTY LTD 2005-08-23 Perth, WA 6000, Australia
KATANA ASSET MANAGEMENT LTD 2005-07-19 Perth, WA 6000, Australia
SENTRY FINANCIAL SERVICES PTY LTD 2005-05-10 Perth, WA 6000, Australia
WESTOZ FUNDS MANAGEMENT PTY LTD 2005-04-06 Perth, WA 6000, Australia
ST ANDREW'S LIFE INSURANCE PTY LTD 2005-01-19 Perth, WA 6000, Australia
DELTA CAPITAL PTY LTD 2004-10-08 Perth, WA 6000, Australia
AZURE CAPITAL LIMITED 2004-07-28 Perth, WA 6000, Australia
CONSILIUM CORPORATE ADVISORY PTY LTD 2004-07-12 Perth, WA 6000, Australia
ARGONAUT SECURITIES PTY LIMITED 2004-07-01 Perth, WA 6000, Australia
CKA RISK SOLUTIONS PTY LTD 2004-06-24 Perth, WA 6000, Australia
WA LOCAL GOVERNMENT SUPERANNUATION PLAN PTY LTD 2004-05-21 Perth, WA 6000, Australia
FINANCIAL PATHFINDERS PTY LTD 2004-04-01 Perth, WA 6000, Australia
POLICE & NURSES FINANCIAL PLANNING PTY LTD 2004-03-10 Perth, WA 6000, Australia
EUROZ SECURITIES LTD 2004-03-10 Perth, WA 6000, Australia
BWP MANAGEMENT LIMITED 2004-03-10 Perth, WA 6000, Australia
WESTERN UNITED FINANCIAL SERVICES PTY LTD 2004-03-05 Perth, WA 6000, Australia
STATE ONE STOCKBROKING LTD 2004-03-02 Perth, WA 6000, Australia
BROKERNET AUSTRALIA PTY LTD 2004-03-01 Perth, WA 6000, Australia
MAPLERIDGE PTY LTD 2004-03-01 Perth, WA 6000, Australia
PSC NFIB MARKETS PTY LTD 2004-03-01 Perth, WA 6000, Australia
PRIMEWEST MANAGEMENT LTD 2004-03-01 Perth, WA 6000, Australia
RSM CORPORATE AUSTRALIA PTY LTD 2004-02-26 Perth, WA 6000, Australia
HLB MANN JUDD CORPORATE (WA) PTY LTD 2004-02-20 Perth, WA 6000, Australia
WESTAR CAPITAL LIMITED 2004-02-02 Perth, WA 6000, Australia
LAVARO PTY LTD 2004-02-01 Perth, WA 6000, Australia
PATERSONS SECURITIES LIMITED 2004-02-01 Perth, WA 6000, Australia
SENTRY FINANCIAL PLANNING PTY LTD 2004-02-01 Perth, WA 6000, Australia
SANDALWOOD PROPERTIES LTD 2004-01-29 Perth, WA 6000, Australia
RSM FINANCIAL SERVICES AUSTRALIA PTY LTD 2004-01-20 Perth, WA 6000, Australia
POLICE & NURSES LIMITED 2004-01-19 Perth, WA 6000, Australia
ST ANDREW'S INSURANCE (AUSTRALIA) PTY LTD 2004-01-01 Perth, WA 6000, Australia
WESTMINSTER BROKING HOUSE PTY LTD 2003-12-04 Perth, WA 6000, Australia
CAPITAL MANAGED INVESTMENTS LTD 2003-12-03 Perth, WA 6000, Australia
SECURITOR FINANCIAL GROUP LTD 2003-12-01 Perth, WA 6000, Australia
EQR SECURITIES PTY LIMITED 2003-12-01 Perth, WA 6000, Australia
DJ CARMICHAEL PTY LIMITED 2003-11-26 Perth, WA 6000, Australia
ASSENT FINANCIAL SERVICES PTY LTD 2003-11-24 Perth, WA 6000, Australia
MOORE STEPHENS PERTH CORPORATE SERVICES PTY LTD 2003-11-14 Perth, WA 6000, Australia
MAIR PROPERTY SECURITIES LTD 2003-11-10 Perth, WA 6000, Australia
HARTLEYS LIMITED 2003-10-20 Perth, WA 6000, Australia
3RD WAVE SERVICES PTY LTD 2003-10-06 Perth, WA 6000, Australia
SENTINEL FINANCIAL GROUP PTY LTD 2003-10-01 Perth, WA 6000, Australia
AXIS FINANCIAL GROUP PTY LTD 2003-09-04 Perth, WA 6000, Australia
STATE ONE EQUITIES PTY LTD 2003-09-01 Perth, WA 6000, Australia
FLINDERS FINANCIAL SERVICES PTY LTD 2003-08-08 Perth, WA 6000, Australia
FOSTER WEST SECURITIES PTY LTD 2003-07-23 Perth, WA 6000, Australia
SENTRY ADVICE PTY LTD 2003-07-16 Perth, WA 6000, Australia
JAPHENER PTY LTD 2003-07-01 Perth, WA 6000, Australia
WESTPOINT MANAGEMENT LTD 2003-05-15 Perth, WA 6000, Australia
ARGONAUT FUNDS MANAGEMENT PTY LTD 2002-12-20 Perth, WA 6000, Australia
ENTRUST PRIVATE WEALTH MANAGEMENT PTY LTD 2002-08-20 Perth, WA 6000, Australia
ARGONAUT CAPITAL LIMITED 2002-07-18 Perth, WA 6000, Australia