DJ CARMICHAEL PTY LIMITED


Address: Perth, WA 6000, Australia

DJ CARMICHAEL PTY LIMITED (Licence# 000232571) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is November 26, 2003.

Service Overview

Register Name AFS Licence
Licence Name DJ CARMICHAEL PTY LIMITED
Licence Number 000232571
Licence ABN 26003058857
Issue Date 2003-11-26
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 011310
Locality PERTH
State WA
Postcode 6000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility;
      • superannuation; and
      • financial products limited to:
    • miscellaneous financial investment products; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • securities;
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • foreign exchange contracts;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility;
        • superannuation; and
        • financial products limited to:
      • miscellaneous financial investment products; and
    • underwriting:
      • interests in managed investment schemes; and
      • an issue of securities;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001238290 TIMOTHY JOHN HOULIHAN Current 2018-05-01
001259808 ADAM DANIELLO RUSSO Current 2017-11-14
001252237 DANIEL FONSECA Current 2017-02-14
001241793 MARK MEACHAM Ceased 2017-01-30
001252119 ZACHARY MICHAEL PAUL Current 2017-01-23
001242824 CHRIS JONES Ceased 2016-06-07
001233894 ZACHARY ALEXANDER STENT Ceased 2015-07-27
001002502 TIMOTHY FRANCIS BENNETT Current 2014-10-27
001002486 JASON STEWART MURRAY Ceased 2014-06-05
001002501 SCOTT CHRISTIAN ROBERTSON Ceased 2014-02-03

Office Location

Locality PERTH
State WA
Postcode 6000
Country Australia

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KBI GROUP PTY LTD 2017-04-26 Perth, WA 6000, Australia
MOORE STEPHENS (WA) FINANCIAL SERVICES PTY LTD 2017-03-01 Perth, WA 6000, Australia
TAURUS HOLDINGS AUSTRALIA PTY LTD 2017-02-17 Perth, WA 6000, Australia
AXELROD CAPITAL INVESTMENT MANAGEMENT LIMITED 2017-02-16 Perth, WA 6000, Australia
MKT PTY LTD 2016-12-19 Perth, WA 6000, Australia
JINDALEE PARTNERS PTY LTD 2016-09-23 Perth, WA 6000, Australia
BURNS SIEBER FINANCIAL PLANNING PTY LTD 2016-06-24 Perth, WA 6000, Australia

Competitor

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Postal Code 6000

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.