AXELROD CAPITAL INVESTMENT MANAGEMENT LIMITED


Address: Perth, WA 6000, Australia

AXELROD CAPITAL INVESTMENT MANAGEMENT LIMITED (Licence# 000491287) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is February 16, 2017.

Service Overview

Register Name AFS Licence
Licence Name AXELROD CAPITAL INVESTMENT MANAGEMENT LIMITED
Licence Number 000491287
Licence ABN 48611892249
Issue Date 2017-02-16
Locality PERTH
State WA
Postcode 6000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives where the derivatives are used only for the purpose of managing financial risk (hedging), being to avoid or limit the financial consequences of fluctuations in, or in the value of, the underlying assets of the unregistered managed investment scheme, receipts or costs (including prices and interest rates);
    • foreign exchange contracts where the foreign exchange contracts are used only for the purpose of managing financial risk (hedging), being to avoid or limit the financial consequences of fluctuations in, or in the value of, the underlying assets of the unregistered managed investment scheme, receipts or costs (including prices and interest rates);
    • general insurance products;
    • interests in managed investment schemes including:
      • investor directed portfolio services; and
      • securities;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives where the derivatives are used only for the purpose of managing financial risk (hedging), being to avoid or limit the financial consequences of fluctuations in, or in the value of, the underlying assets of the unregistered managed investment scheme, receipts or costs (including prices and interest rates);
      • foreign exchange contracts where the foreign exchange contracts are used only for the purpose of managing financial risk (hedging), being to avoid or limit the financial consequences of fluctuations in, or in the value of, the underlying assets of the unregistered managed investment scheme, receipts or costs (including prices and interest rates);
      • interests in managed investment schemes limited to:
        • own managed investment scheme only; and
      • securities; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives where the derivatives are used only for the purpose of managing financial risk (hedging), being to avoid or limit the financial consequences of fluctuations in, or in the value of, the underlying assets of the unregistered managed investment scheme, receipts or costs (including prices and interest rates);
      • foreign exchange contracts where the foreign exchange contracts are used only for the purpose of managing financial risk (hedging), being to avoid or limit the financial consequences of fluctuations in, or in the value of, the underlying assets of the unregistered managed investment scheme, receipts or costs (including prices and interest rates);
      • general insurance products;
      • interests in managed investment schemes including:
        • investor directed portfolio services; and
        • securities; and
  • provide the following custodial or depository services:
    • operate custodial or depository services other than investor directed portfolio services;
      to wholesale clients.

      Office Location

      Locality PERTH
      State WA
      Postcode 6000
      Country Australia

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      Postal Code 6000

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      Dataset Information


      Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
      Jurisdiction Australia
      Related Datasets Australian Businesses, Australian Companies

      This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.