SENTINEL FINANCIAL GROUP PTY LTD


Address: Perth, WA 6000, Australia

SENTINEL FINANCIAL GROUP PTY LTD (Licence# 000230542) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is October 1, 2003.

Service Overview

Register Name AFS Licence
Licence Name SENTINEL FINANCIAL GROUP PTY LTD
Licence Number 000230542
Licence ABN 26104456288
Issue Date 2003-10-01
Locality PERTH
State WA
Postcode 6000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • derivatives;
    • interests in managed investment schemes excluding investor directed portfolio services;
    • interests in managed investment schemes limited to:
      • MDA services;
    • securities;
    • standard margin lending facility; and
    • financial products limited to:
      • miscellaneous financial investment products limited to MDA services; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives;
      • interests in managed investment schemes excluding investor directed portfolio services;
      • interests in managed investment schemes limited to:
        • MDA services;
      • securities; and
      • financial products limited to:
        • miscellaneous financial investment products limited to MDA services; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • derivatives;
      • interests in managed investment schemes excluding investor directed portfolio services;
      • interests in managed investment schemes limited to:
        • MDA services;
      • securities;
      • standard margin lending facility; and
      • financial products limited to:
        • miscellaneous financial investment products limited to MDA services;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001266841 TERRI ANNE PHILLIPS Current 2018-08-09
001250003 VALENTINA GEORGIADIS Current 2016-11-21
000287476 AMY ELIZABETH RYAN Ceased 2012-11-13
001006736 BRYAN DUKE Current 2009-01-01
001006739 KEN BRUCE Current 2009-01-01
001006735 ADAM FARRALL Current 2007-12-17
001006737 DANIEL FARRALL Current 2007-07-01
001006738 JOHN FRANKLIN Current 2007-07-01
001006734 ADAM CONIGLIARO Current 2006-01-01
001005419 NORMAN ROBINSON Current 2003-10-01

Office Location

Locality PERTH
State WA
Postcode 6000
Country Australia

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TAURUS HOLDINGS AUSTRALIA PTY LTD 2017-02-17 Perth, WA 6000, Australia
AXELROD CAPITAL INVESTMENT MANAGEMENT LIMITED 2017-02-16 Perth, WA 6000, Australia
MKT PTY LTD 2016-12-19 Perth, WA 6000, Australia
JINDALEE PARTNERS PTY LTD 2016-09-23 Perth, WA 6000, Australia
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Competitor

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Postal Code 6000

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.