STATE ONE STOCKBROKING LTD


Address: Perth, WA 6000, Australia

STATE ONE STOCKBROKING LTD (Licence# 000247100) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is March 2, 2004.

Service Overview

Register Name AFS Licence
Licence Name STATE ONE STOCKBROKING LTD
Licence Number 000247100
Licence ABN 95092989083
Issue Date 2004-03-02
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 199267
Locality PERTH
State WA
Postcode 6000
Country Australia

Licence condition

1. This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice to wholesale clients only for the following classes of financial products:
    • non standard margin lending facility; and
  • deal in a financial product to wholesale clients only by:
    • applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • non standard margin lending facility; and
  • provide financial product advice to retail and wholesale clients for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • interests in managed investment schemes excluding investor directed portfolio services;
    • securities;
    • standard margin lending facility;
    • superannuation; and
  • deal in a financial product to retail and wholesale clients by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives; and
      • securities;
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • interests in managed investment schemes excluding investor directed portfolio services;
      • securities;
      • standard margin lending facility;
      • superannuation; and
    • underwriting to retail and wholesale clients in respect of the following classes of financial products:
      • interests in managed investment schemes; and
      • an issue of securities; and
  • provide the following custodial or depository services to retail and wholesale clients:
    operate custodial or depository services other than investor directed portfolio services.

    Financial advisers

    Adviser Number Adviser Name Status Start Date
    001259272 YI SHAN CHIA Current 2017-10-20
    001005925 MORRIS LEVITZKE Current 2015-03-30
    001239345 RAKESH DEEPAK DARYANANI Ceased 2015-03-02
    001007977 CHARLES APRIM Ceased 2013-05-01
    001005924 MARK SULLIVAN Current 2012-07-02
    001007941 HARRY OON CHENG YEOH Ceased 2012-02-15
    001007961 PAT NG Ceased 2011-08-15
    001005562 HAI YING CHEN Current 2011-03-02
    001005577 TAMMIE WONG Current 2011-03-02
    001005581 PING CHONG TAN Current 2011-03-02

    Office Location

    Locality PERTH
    State WA
    Postcode 6000
    Country Australia

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    MOORE STEPHENS (WA) FINANCIAL SERVICES PTY LTD 2017-03-01 Perth, WA 6000, Australia
    TAURUS HOLDINGS AUSTRALIA PTY LTD 2017-02-17 Perth, WA 6000, Australia
    AXELROD CAPITAL INVESTMENT MANAGEMENT LIMITED 2017-02-16 Perth, WA 6000, Australia
    MKT PTY LTD 2016-12-19 Perth, WA 6000, Australia
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    BURNS SIEBER FINANCIAL PLANNING PTY LTD 2016-06-24 Perth, WA 6000, Australia

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    Postal Code 6000

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    Dataset Information


    Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
    Jurisdiction Australia
    Related Datasets Australian Businesses, Australian Companies

    This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.