YI SHAN CHIA


Licensee: STATE ONE STOCKBROKING LTD

YI SHAN CHIA (Adviser# 001259272) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is October 20, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name YI SHAN CHIA
Adviser Number 001259272
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2017
Financial Service (AFS) Licence Licence# 000247100
STATE ONE STOCKBROKING LTD
Licence ABN 95092989083
Licence Controlled By STATE ONE HOLDINGS PTY LTD
Adviser Start Date 2017-10-20
Appointing Representative Name STATE ONE STOCKBROKING LTD
Appointing Representative Number 000247100
Appointing Representative ABN 95092989083
Memberships Kaplan

Authorisations to provide financial product advice

  • YI SHAN CHIA
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Derivative
  • ·
  • Government Debenture
  • ·
  • Managed Investment Schemes Excluding IDPS
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard
  • ·
  • Margin Lending Facility Non Standard

Qualifications and training history

Qualification / Degree Institute / School
Tier 1 Generic Knowledge Kaplan
Tier 1 Securities Personal Advice - Kaplan

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000247100 STATE ONE STOCKBROKING LTD
Licence controlled by: STATE ONE HOLDINGS PTY LTD
2017-10-20 - STATE ONE STOCKBROKING LTD

Licensee Information

Licence Name STATE ONE STOCKBROKING LTD
Licence Number 000247100
Licence ABN 95092989083

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
MORRIS LEVITZKE State One Stockbroking Ltd Current 2015-03-30
MARK SULLIVAN State One Stockbroking Ltd Current 2012-07-02
HAI YING CHEN State One Stockbroking Ltd Current 2011-03-02
TAMMIE WONG State One Stockbroking Ltd Current 2011-03-02
PING CHONG TAN State One Stockbroking Ltd Current 2011-03-02
DAVID ZHANG State One Stockbroking Ltd Current 2011-03-02
BYRON LI State One Stockbroking Ltd Current 2011-03-02
ALEXANDER BAX State One Stockbroking Ltd Ceased 2010-09-01
YITZ BARBER State One Stockbroking Ltd Current 2009-12-14
RICHARD MOLLETT State One Stockbroking Ltd Current 2009-05-02

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.