MARK SULLIVAN (Adviser# 001005924) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 2, 2012.
| Register Name | Financial Advisers |
| Adviser Name | MARK SULLIVAN |
| Adviser Number | 001005924 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2010 |
| Financial Service (AFS) Licence |
Licence# 000247100 STATE ONE STOCKBROKING LTD |
| Licence ABN | 95092989083 |
| Licence Controlled By | STATE ONE HOLDINGS PTY LTD |
| Adviser Start Date | 2012-07-02 |
| Appointing Representative Name | STATE ONE STOCKBROKING LTD |
| Appointing Representative Number | 000247100 |
| Appointing Representative ABN | 95092989083 |
| Memberships | Kaplan |
|
| Qualification / Degree | Institute / School |
|---|---|
| OnTrack | Kaplan |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000247100 |
STATE ONE STOCKBROKING LTD
Licence controlled by: STATE ONE HOLDINGS PTY LTD |
2012-07-02 - | STATE ONE STOCKBROKING LTD |
| 000323825 | YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED | 2010-03-30 - 2012-07-01 |
| Licence Name | STATE ONE STOCKBROKING LTD |
| Licence Number | 000247100 |
| Licence ABN | 95092989083 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| YI SHAN CHIA | State One Stockbroking Ltd | Current | 2017-10-20 |
| MORRIS LEVITZKE | State One Stockbroking Ltd | Current | 2015-03-30 |
| HAI YING CHEN | State One Stockbroking Ltd | Current | 2011-03-02 |
| TAMMIE WONG | State One Stockbroking Ltd | Current | 2011-03-02 |
| PING CHONG TAN | State One Stockbroking Ltd | Current | 2011-03-02 |
| DAVID ZHANG | State One Stockbroking Ltd | Current | 2011-03-02 |
| BYRON LI | State One Stockbroking Ltd | Current | 2011-03-02 |
| ALEXANDER BAX | State One Stockbroking Ltd | Ceased | 2010-09-01 |
| YITZ BARBER | State One Stockbroking Ltd | Current | 2009-12-14 |
| RICHARD MOLLETT | State One Stockbroking Ltd | Current | 2009-05-02 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.