CHARLES APRIM (Adviser# 001007977) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is January 15, 2015.
| Register Name | Financial Advisers |
| Adviser Name | CHARLES APRIM |
| Adviser Number | 001007977 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 1995 |
| Financial Service (AFS) Licence |
Licence# 000465263 YOC SECURITIES PTY LTD |
| Licence ABN | 20601104830 |
| Licence Controlled By | YOC HOLDINGS PTY LTD |
| Adviser Start Date | 2015-01-15 |
| Appointing Representative Name | YOC SECURITIES PTY LTD |
| Appointing Representative Number | 000465263 |
| Appointing Representative ABN | 20601104830 |
|
| Qualification / Degree | Institute / School |
|---|---|
| PS146 RG146 | Finsia |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000465263 |
YOC SECURITIES PTY LTD
Licence controlled by: YOC HOLDINGS PTY LTD |
2015-01-15 - | YOC SECURITIES PTY LTD |
| 000247100 |
STATE ONE STOCKBROKING LTD
Licence controlled by: STATE ONE HOLDINGS PTY LTD |
2013-05-01 - 2014-08-15 | |
| 000246705 | OPENMARKETS AUSTRALIA LIMITED | 2011-02-01 - 2013-04-01 | |
| 000239052 |
PATERSONS SECURITIES LIMITED
Licence controlled by: PATERSONS SECURITIES LIMITED |
2003-02-01 - 2004-06-01 | |
| 000243480 |
BELL POTTER SECURITIES LIMITED
Licence controlled by: BELL FINANCIAL GROUP LIMITED |
2001-09-01 - 2003-01-01 |
| Licence Name | YOC SECURITIES PTY LTD |
| Licence Number | 000465263 |
| Licence ABN | 20601104830 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| WILLIAM KWANG SEONG TAN | Yoc Securities Pty Ltd | Current | 2015-09-01 |
| CHRISTOPHER BASAL BAILEY | Yoc Securities Pty Ltd | Ceased | 2015-09-01 |
| HARRY OON CHENG YEOH | Yoc Securities Pty Ltd | Current | 2015-01-15 |
| PAT NG | Yoc Securities Pty Ltd | Current | 2015-01-15 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| WILLIAM KWANG SEONG TAN | Yoc Securities Pty Ltd | Current | 2015-09-01 |
| CHRISTOPHER BASAL BAILEY | Yoc Securities Pty Ltd | Ceased | 2015-09-01 |
| HARRY OON CHENG YEOH | Yoc Securities Pty Ltd | Current | 2015-01-15 |
| PAT NG | Yoc Securities Pty Ltd | Current | 2015-01-15 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.