PATERSONS SECURITIES LIMITED


Address: Perth, WA 6000, Australia

PATERSONS SECURITIES LIMITED (Licence# 000239052) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is February 1, 2004.

Service Overview

Register Name AFS Licence
Licence Name PATERSONS SECURITIES LIMITED
Licence Number 000239052
Licence ABN 69008896311
Issue Date 2004-02-01
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 014264
FutBro 014335
Locality PERTH
State WA
Postcode 6000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • interests in managed investment schemes limited to:
      • MDA services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • interests in managed investment schemes limited to:
        • MDA services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities; and
        • superannuation;
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • interests in managed investment schemes limited to:
        • MDA services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation; and
    • underwriting:
      • interests in managed investment schemes; and
      • an issue of securities; and
  • provide the following custodial or depository services:
    • operate custodial or depository services other than investor directed portfolio services;
      to retail and wholesale clients.

      Financial advisers

      Adviser Number Adviser Name Status Start Date
      001266875 MICHAEL ANDRE CERRETO Current 2018-08-10
      001251106 STEFFI SENDECKI Ceased 2018-04-23
      001262912 RYAN JAMES SCARTH Current 2018-03-19
      001260518 ROHAN JOHN DALZIELL Current 2017-11-30
      001259713 CESARE DANIEL SCALISE Current 2017-11-09
      001252429 TIMOTHY BURLEY CHAPMAN Current 2017-02-27
      001235713 ROHAN MCCLURE Current 2017-02-20
      001258632 JENNIE JIN ZHI LIM Current 2017-02-07
      000296089 JONATHAN GRIGG Current 2016-09-01
      001246106 ANTONIA IRENE GAPES Current 2016-08-01

      Office Location

      Locality PERTH
      State WA
      Postcode 6000
      Country Australia

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      KBI GROUP PTY LTD 2017-04-26 Perth, WA 6000, Australia
      MOORE STEPHENS (WA) FINANCIAL SERVICES PTY LTD 2017-03-01 Perth, WA 6000, Australia
      TAURUS HOLDINGS AUSTRALIA PTY LTD 2017-02-17 Perth, WA 6000, Australia
      AXELROD CAPITAL INVESTMENT MANAGEMENT LIMITED 2017-02-16 Perth, WA 6000, Australia
      MKT PTY LTD 2016-12-19 Perth, WA 6000, Australia
      JINDALEE PARTNERS PTY LTD 2016-09-23 Perth, WA 6000, Australia
      BURNS SIEBER FINANCIAL PLANNING PTY LTD 2016-06-24 Perth, WA 6000, Australia

      Competitor

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      Postal Code 6000

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      Dataset Information


      Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
      Jurisdiction Australia
      Related Datasets Australian Businesses, Australian Companies

      This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.