TAMMIE WONG


Licensee: STATE ONE STOCKBROKING LTD

TAMMIE WONG (Adviser# 001005577) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is March 2, 2011.

Adviser Overview

Register Name Financial Advisers
Adviser Name TAMMIE WONG
Adviser Number 001005577
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1998
Financial Service (AFS) Licence Licence# 000247100
STATE ONE STOCKBROKING LTD
Licence ABN 95092989083
Licence Controlled By STATE ONE HOLDINGS PTY LTD
Adviser Start Date 2011-03-02
Appointing Representative Name STATE ONE STOCKBROKING LTD
Appointing Representative Number 000247100
Appointing Representative ABN 95092989083

Authorisations to provide financial product advice

  • TAMMIE WONG
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Derivative
  • ·
  • Government Debenture
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Level1 Accredited Advisor ASIC
Margin Lending & Geared Investments Kaplan

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000247100 STATE ONE STOCKBROKING LTD
Licence controlled by: STATE ONE HOLDINGS PTY LTD
2011-03-02 - STATE ONE STOCKBROKING LTD
000239122 HUB24 CUSTODIAL SERVICES LTD 2010-03-30 - 2011-03-01

Licensee Information

Licence Name STATE ONE STOCKBROKING LTD
Licence Number 000247100
Licence ABN 95092989083

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
YI SHAN CHIA State One Stockbroking Ltd Current 2017-10-20
MORRIS LEVITZKE State One Stockbroking Ltd Current 2015-03-30
MARK SULLIVAN State One Stockbroking Ltd Current 2012-07-02
HAI YING CHEN State One Stockbroking Ltd Current 2011-03-02
PING CHONG TAN State One Stockbroking Ltd Current 2011-03-02
DAVID ZHANG State One Stockbroking Ltd Current 2011-03-02
BYRON LI State One Stockbroking Ltd Current 2011-03-02
ALEXANDER BAX State One Stockbroking Ltd Ceased 2010-09-01
YITZ BARBER State One Stockbroking Ltd Current 2009-12-14
RICHARD MOLLETT State One Stockbroking Ltd Current 2009-05-02

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.