ARGONAUT SECURITIES PTY LIMITED


Address: Perth, WA 6000, Australia

ARGONAUT SECURITIES PTY LIMITED (Licence# 000274099) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is July 1, 2004.

Service Overview

Register Name AFS Licence
Licence Name ARGONAUT SECURITIES PTY LIMITED
Licence Number 000274099
Licence ABN 72108330650
Issue Date 2004-07-01
Locality PERTH
State WA
Postcode 6000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives;
      • interests in managed investment schemes excluding investor directed portfolio services; and
      • securities;
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • securities;
        • standard margin lending facility; and
        • superannuation; and
    • underwriting:
      • interests in managed investment schemes; and
      • an issue of securities;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001265104 HARRISON MASSEY Current 2018-06-12
001006266 GEORGE DAVID LUSSICK OGILVIE Current 2017-03-20
001005839 JOSHUA PAUL WELCH Current 2017-03-06
001236685 CHRISTOPHER RICHARD HILL Current 2015-10-21
001002485 IAN WILLIAM DORRINGTON Current 2015-09-23
001009082 ANTHONY JOHN LOCANTRO Ceased 2015-05-18
001257173 ANTHONY JOHN LOCANTRO Ceased 2015-05-01
000256649 ANDREW JAMES CHARLES MC GLEW Current 2015-03-27
000260045 GEOFF NORMAN BARNESBY-JOHNSON Current 2015-03-27
000260059 GLEN WILLIAM COLGAN Current 2015-03-27

Office Location

Locality PERTH
State WA
Postcode 6000
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
ONEILL, PATRICK JOSEPH 2017-10-25 Perth, WA 6000, Australia
CHARTERS PTY LTD 2017-09-20 Perth, WA 6000, Australia
EVARI INSURE PTY. LTD. 2017-04-27 Perth, WA 6000, Australia
KBI GROUP PTY LTD 2017-04-26 Perth, WA 6000, Australia
MOORE STEPHENS (WA) FINANCIAL SERVICES PTY LTD 2017-03-01 Perth, WA 6000, Australia
TAURUS HOLDINGS AUSTRALIA PTY LTD 2017-02-17 Perth, WA 6000, Australia
AXELROD CAPITAL INVESTMENT MANAGEMENT LIMITED 2017-02-16 Perth, WA 6000, Australia
MKT PTY LTD 2016-12-19 Perth, WA 6000, Australia
JINDALEE PARTNERS PTY LTD 2016-09-23 Perth, WA 6000, Australia
BURNS SIEBER FINANCIAL PLANNING PTY LTD 2016-06-24 Perth, WA 6000, Australia

Competitor

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Postal Code 6000

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.