DALE MAURICE RAYNES (Adviser# 001006195) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is October 9, 2015.
| Register Name | Financial Advisers |
| Adviser Name | DALE MAURICE RAYNES |
| Adviser Number | 001006195 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 1998 |
| Financial Service (AFS) Licence |
Licence# 000294848 CPS CAPITAL GROUP PTY LTD |
| Licence ABN | 73088055636 |
| Adviser Start Date | 2015-10-09 |
| Appointing Representative Name | CPS CAPITAL GROUP PTY LTD |
| Appointing Representative Number | 000294848 |
| Appointing Representative ABN | 73088055636 |
|
| Qualification / Degree | Institute / School |
|---|---|
| Accredited Derivatives Adviser Level 1 Exam | Australian Stock Exchange |
| Bachelor of Commerce | University of Western Australia |
| Financial Advising Essentials | C4 - Securities Institute Education |
| Margin Lending Accreditation Program | Stockbrokers Association of Australia |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000294848 | CPS CAPITAL GROUP PTY LTD | 2015-10-09 - | CPS CAPITAL GROUP PTY LTD |
| 000240813 |
MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD
Licence controlled by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC Further restrictions: Derivatives: Authorised to provide personal financial product advice to retail clients as a Level 1 ASIC Accredited Derivatives Adviser for Exchanged Traded Options. |
2010-01-18 - 2015-09-01 | MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD |
| Licence Name | CPS CAPITAL GROUP PTY LTD |
| Licence Number | 000294848 |
| Licence ABN | 73088055636 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| CALLUM FRANSZ | Cps Capital Group Pty Ltd | Current | 2017-10-05 |
| BRENT JOSEPH EVITT | Cps Capital Group Pty Ltd | Current | 2016-03-15 |
| STEPHEN BRENDON SHREEVE | Cps Capital Group Pty Ltd | Current | 2016-03-09 |
| MASON KING | Cps Capital Group Pty Ltd | Current | 2016-02-23 |
| MICHAEL SOUCIK | Cps Capital Group Pty Ltd | Ceased | 2016-01-04 |
| WILLIAM LOUIS GUILLAUME PHILOGENE | Cps Capital Group Pty Ltd | Current | 2015-10-05 |
| ROBERTO GERALD CATENA | Cps Capital Group Pty Ltd | Current | 2015-06-26 |
| ASHOK DESAI | Cps Capital Group Pty Ltd | Current | 2014-10-21 |
| PHILLIP JAMES COSH | Cps Capital Group Pty Ltd | Current | 2014-10-21 |
| MICHAEL NOTTAS | Cps Capital Group Pty Ltd | Current | 2013-10-25 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.