WILLIAM LOUIS GUILLAUME PHILOGENE


Licensee: CPS CAPITAL GROUP PTY LTD

WILLIAM LOUIS GUILLAUME PHILOGENE (Adviser# 001006186) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is October 5, 2015.

Adviser Overview

Register Name Financial Advisers
Adviser Name WILLIAM LOUIS GUILLAUME PHILOGENE
Adviser Number 001006186
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2004
Financial Service (AFS) Licence Licence# 000294848
CPS CAPITAL GROUP PTY LTD
Licence ABN 73088055636
Adviser Start Date 2015-10-05
Appointing Representative Name CPS CAPITAL GROUP PTY LTD
Appointing Representative Number 000294848
Appointing Representative ABN 73088055636

Authorisations to provide financial product advice

  • WILLIAM LOUIS GUILLAUME PHILOGENE
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Securities
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
ASX Broker Exam Securities Institute Education
Bachelor of Commerce University of Western Australia
Managed Investments Module Stockbrokers Association of Australia
Margin Lending Accreditation Program Stockbrokers Association of Australia

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000294848 CPS CAPITAL GROUP PTY LTD 2015-10-05 - CPS CAPITAL GROUP PTY LTD
000240813 MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD
Licence controlled by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
2010-01-11 - 2015-08-25 MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD

Licensee Information

Licence Name CPS CAPITAL GROUP PTY LTD
Licence Number 000294848
Licence ABN 73088055636

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
CALLUM FRANSZ Cps Capital Group Pty Ltd Current 2017-10-05
BRENT JOSEPH EVITT Cps Capital Group Pty Ltd Current 2016-03-15
STEPHEN BRENDON SHREEVE Cps Capital Group Pty Ltd Current 2016-03-09
MASON KING Cps Capital Group Pty Ltd Current 2016-02-23
MICHAEL SOUCIK Cps Capital Group Pty Ltd Ceased 2016-01-04
DALE MAURICE RAYNES Cps Capital Group Pty Ltd Current 2015-10-09
ROBERTO GERALD CATENA Cps Capital Group Pty Ltd Current 2015-06-26
ASHOK DESAI Cps Capital Group Pty Ltd Current 2014-10-21
PHILLIP JAMES COSH Cps Capital Group Pty Ltd Current 2014-10-21
MICHAEL NOTTAS Cps Capital Group Pty Ltd Current 2013-10-25

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.