DAVID SCOTT MACKAY


Licensee: KINGS ROAD GROUP PTY LIMITED

DAVID SCOTT MACKAY (Adviser# 000316978) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is May 15, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name DAVID SCOTT MACKAY
Adviser Number 000316978
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2007
Financial Service (AFS) Licence Licence# 000460940
KINGS ROAD GROUP PTY LIMITED
Licence ABN 75165392889
Adviser Start Date 2018-05-15
Appointing Representative Name KINGS ROAD WEALTH MANAGEMENT PTY LIMITED
Appointing Representative Number 000428987
Appointing Representative ABN 72160264237
Memberships Association of Financial Advisers (AFA)

Authorisations to provide financial product advice

  • DAVID SCOTT MACKAY
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Derivative
  • ·
  • Foreign Exchange
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Managed Investment Schemes MDA Service
  • ·
  • Retirement Savings Account
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma of Financial Planning Kaplan Professional
Certificate IV in Finance and Mortgage Broking Kaplan Professional
Diploma of Financial Planning Kaplan Professional
Margin Lending and Geared Investments Kaplan Professional
Self Managed Superannuation Funds Kaplan Professional

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000460940 KINGS ROAD GROUP PTY LIMITED 2018-05-15 - KINGS ROAD WEALTH MANAGEMENT PTY LIMITED
000223135 CAPSTONE FINANCIAL PLANNING PTY LTD
Further restrictions: This authorised representative is only authorised to give class of product advice in relation to Securities.
2016-11-07 - 2018-05-14 FULL FINANCIAL PLANNING AUSTRALIA PTY LTD
000287619 AUSTRALIAN FINANCIAL ADVISORY SOLUTIONS PTY LTD 2012-09-03 - 2016-10-01 AUSTRALIAN FINANCIAL ADVISORY SOLUTIONS PTY LTD
000233714 WESTPAC BANKING CORPORATION
Licence controlled by: WESTPAC BANKING CORPORATION
2011-01-01 - 2012-08-30
000233714 WESTPAC BANKING CORPORATION
Licence controlled by: WESTPAC BANKING CORPORATION
2010-03-01 - 2010-12-31 DAVID SCOTT MACKAY
000240997 ST.GEORGE BANK LIMITED 2007-08-27 - 2010-03-01 DAVID SCOTT MACKAY

Licensee Information

Licence Name KINGS ROAD GROUP PTY LIMITED
Licence Number 000460940
Licence ABN 75165392889

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
LACHLAN MCKNIGHT WHITEHEAD KEMPTON Kings Road Group Pty Limited Current 2018-06-14
ANASS ABDALLA Kings Road Group Pty Limited Current 2018-05-23
MICHAEL ROBERT BIRNIE Kings Road Group Pty Limited Current 2018-05-23

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
LACHLAN MCKNIGHT WHITEHEAD KEMPTON Kings Road Group Pty Limited Current 2018-06-14
ANASS ABDALLA Kings Road Group Pty Limited Current 2018-05-23
MICHAEL ROBERT BIRNIE Kings Road Group Pty Limited Current 2018-05-23

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.