RICHARD THOMAS ARTHUR (Adviser# 000335513) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is March 6, 2015.
Register Name | Financial Advisers |
Adviser Name | RICHARD THOMAS ARTHUR |
Adviser Number | 000335513 |
Adviser Role | Financial Adviser |
Adviser Role Status | Ceased |
Adviser First Advice Year | 2009 |
Financial Service (AFS) Licence |
Licence# 000244252 MILLENNIUM 3 FINANCIAL SERVICES PTY LTD |
Licence ABN | 61094529987 |
Licence Controlled By | AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED |
Adviser Start Date | 2015-03-06 |
Adviser End Date | 2017-06-30 |
Appointing Representative Name | MILLENNIUM 3 FINANCIAL SERVICES PTY LTD |
Appointing Representative Number | 000244252 |
Appointing Representative ABN | 61094529987 |
Further Restrictions | Securities - Class of product only; Government Debentures, Stocks or Bonds - Class of product only; Superannuation - Not Authorised to provide SMSF advice. |
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Licence Number | Licence Name | Adviser Date | Appointing Representative |
---|---|---|---|
000244252 |
MILLENNIUM 3 FINANCIAL SERVICES PTY LTD
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED Further restrictions: Securities - Class of product only; Government Debentures, Stocks or Bonds - Class of product only; Superannuation - Not Authorised to provide SMSF advice. |
2015-03-06 - 2017-06-30 | MILLENNIUM 3 FINANCIAL SERVICES PTY LTD |
000226403 | AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD | 2011-01-19 - 2013-02-05 | RICHARD THOMAS ARTHUR |
000230692 |
GWM ADVISER SERVICES LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED ~ NATIONAL WEALTH MANAGEMENT SERVICES LIMITED |
2009-03-19 - 2010-12-20 | RICHARD THOMAS ARTHUR |
Licence Name | MILLENNIUM 3 FINANCIAL SERVICES PTY LTD |
Licence Number | 000244252 |
Licence ABN | 61094529987 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
JUSTIN BARATTA | Millennium 3 Financial Services Pty Ltd | Current | 2018-08-31 |
TOBY THOMAS LEWIS | Millennium 3 Financial Services Pty Ltd | Current | 2018-08-31 |
IAN DAVIES | Millennium 3 Financial Services Pty Ltd | Current | 2018-08-29 |
SIMON BRODY | Millennium 3 Financial Services Pty Ltd | Current | 2018-08-29 |
HELEN LOUISE BLACKFORD | Millennium 3 Financial Services Pty Ltd | Current | 2018-08-29 |
BRADLEY SCOTT BROAD | Millennium 3 Financial Services Pty Ltd | Current | 2018-08-24 |
LEEARNA HOPE MARTIN | Millennium 3 Financial Services Pty Ltd | Current | 2018-08-23 |
JOANNE BARBARA AYREY | Millennium 3 Financial Services Pty Ltd | Current | 2018-08-17 |
SHENAE FAITH TAVANYAR | Millennium 3 Financial Services Pty Ltd | Current | 2018-08-15 |
PATRICK QUAN | Millennium 3 Financial Services Pty Ltd | Current | 2018-08-09 |
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Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
Jurisdiction | Australia |
Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.