NICHOLAS DAVID EDWARD SHANLEY


Licensee: FUTURO FINANCIAL SERVICES PTY LTD

NICHOLAS DAVID EDWARD SHANLEY (Adviser# 000338220) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 5, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name NICHOLAS DAVID EDWARD SHANLEY
Adviser Number 000338220
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2009
Financial Service (AFS) Licence Licence# 000238478
FUTURO FINANCIAL SERVICES PTY LTD
Licence ABN 30085870015
Licence Controlled By HIGHFIELD GROUP PTY LTD
Adviser Start Date 2018-07-05
Appointing Representative Name FUTURO FINANCIAL SERVICES PTY LTD
Appointing Representative Number 000238478
Appointing Representative ABN 30085870015
Memberships Financial Planning Association (FPA) - Certified Financial Planner
Further Restrictions Excludes SMSF

Authorisations to provide financial product advice

  • NICHOLAS DAVID EDWARD SHANLEY
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Managed Investment Schemes MDA Service
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma of Financial Services (Financial Planning) Kaplan Professional
Diploma of Financial Services (Financial Planning) Kaplan Professional
Major in Business Finance University of Newcastle

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000238478 FUTURO FINANCIAL SERVICES PTY LTD
Licence controlled by: HIGHFIELD GROUP PTY LTD
Further restrictions: Excludes SMSF
2018-07-05 - FUTURO FINANCIAL SERVICES PTY LTD
000307248 DOVER FINANCIAL ADVISERS PTY LTD
Licence controlled by: TERRY MCMASTER [Date Ceased: 01/08/2018]
2016-07-01 - 2018-07-04 DOVER FINANCIAL ADVISERS PTY LTD
000227232 COUNT FINANCIAL LIMITED
Licence controlled by: COMMONWEALTH BANK OF AUSTRALIA
2013-10-30 - 2016-06-19 COUNT FINANCIAL LIMITED
000227232 COUNT FINANCIAL LIMITED
Licence controlled by: COMMONWEALTH BANK OF AUSTRALIA
2011-07-07 - 2013-08-05

Licensee Information

Licence Name FUTURO FINANCIAL SERVICES PTY LTD
Licence Number 000238478
Licence ABN 30085870015

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
WILLIAM WEDGE HENWOOD Futuro Financial Services Pty Ltd Current 2018-08-01
MARK PETER WENZEL Futuro Financial Services Pty Ltd Current 2018-07-09
CHRISTOPHER JOHN MALICKI Futuro Financial Services Pty Ltd Current 2018-07-06
MAX REINHARDT Futuro Financial Services Pty Ltd Current 2018-06-27
MARK THOMAS OLIVER Futuro Financial Services Pty Ltd Current 2018-06-25
JAMES SCOTT MELHUISH Futuro Financial Services Pty Ltd Current 2018-06-25
CHRIS CHRISTOFOROU Futuro Financial Services Pty Ltd Current 2018-06-05
MATHEW CRAWFORD Futuro Financial Services Pty Ltd Current 2018-06-01
PETER PARKER Futuro Financial Services Pty Ltd Current 2018-05-22
JAMES SHERWOOD Futuro Financial Services Pty Ltd Current 2018-05-22

Competitor

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.