ROBIN D'ROZARIO


Licensee: AXIES PTY. LTD.

ROBIN D'ROZARIO (Adviser# 000389421) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is February 14, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name ROBIN D'ROZARIO
Adviser Number 000389421
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser First Advice Year 2010
Financial Service (AFS) Licence Licence# 000339384
AXIES PTY. LTD.
Licence ABN 38136704446
Adviser Start Date 2018-02-14
Adviser End Date 2018-03-07
Appointing Representative Name AXIES PTY. LTD.
Appointing Representative Number 000339384
Appointing Representative ABN 38136704446

Authorisations to provide financial product advice

  • ROBIN D'ROZARIO

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000339384 AXIES PTY. LTD. 2018-02-14 - 2018-03-07 AXIES PTY. LTD.
000385827 INVESTORS DIRECT FINANCIAL PLANNING PTY LTD
Licence controlled by: INVESTORS DIRECT FINANCIAL GROUP PTY LTD
2017-12-28 - 2018-02-13 SPARK ADVISORY PTY LTD
000237590 FINANCIAL SERVICES PARTNERS PTY LIMITED
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Further restrictions: Securities: Class of product only. Government Debentures or Stocks or Bonds: Class of product only. SMSF: Not authorised to provide SMSF advice.
2014-02-07 - 2016-06-10 FINANCIAL SERVICES PARTNERS PTY LIMITED
000244252 MILLENNIUM 3 FINANCIAL SERVICES PTY LTD
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
2012-02-24 - 2012-03-09
000233714 WESTPAC BANKING CORPORATION
Licence controlled by: WESTPAC BANKING CORPORATION
2010-11-24 - 2010-12-31

Licensee Information

Licence Name AXIES PTY. LTD.
Licence Number 000339384
Licence ABN 38136704446

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
CARLOS MEDRANO Axies Pty. Ltd. Current 2018-08-20
JOHN ROSS CACHIA Axies Pty. Ltd. Current 2018-08-17
CHRISTOPHER SMITH Axies Pty. Ltd. Current 2018-08-17
LEVENT ALDOGAN Axies Pty. Ltd. Current 2018-08-17
DEEPTI SUBHASH ALURKAR Axies Pty. Ltd. Current 2018-07-18
PAUL HENRI DE THOUARS Axies Pty. Ltd. Current 2018-07-11
BENJAMIN JAMES COLLINS Axies Pty. Ltd. Current 2018-07-09
BENJAMIN RICKETTS Axies Pty. Ltd. Current 2018-07-06
BARRY VINCENT LYNAM Axies Pty. Ltd. Current 2018-07-06
MICHAEL CURNOW Axies Pty. Ltd. Current 2018-07-06

Competitor

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.