INVESTORS DIRECT FINANCIAL PLANNING PTY LTD


Address: Melbourne, VIC 3004, Australia

INVESTORS DIRECT FINANCIAL PLANNING PTY LTD (Licence# 000385827) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is December 24, 2010.

Service Overview

Register Name AFS Licence
Licence Name INVESTORS DIRECT FINANCIAL PLANNING PTY LTD
Licence Number 000385827
Licence ABN 50141139228
Issue Date 2010-12-24
Locality MELBOURNE
State VIC
Postcode 3004
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products limited to:
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products limited to:
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000274896 SEAN OSCAR SANTORO Current 2017-12-28
000464388 BENJAMIN LINDSAY Current 2017-12-28
000267008 ROBERT REARDON Ceased 2017-12-28
000389421 ROBIN D'ROZARIO Ceased 2017-12-28
001241276 ARTHUR ATHANASIOS KALLOS Ceased 2017-12-28
001257732 DANIEL COOPER GREIG MILNE Current 2017-08-24
000437213 DANIEL BONTEMPELLI Ceased 2017-08-09
000345259 SAVERIO FRANK PONTE Ceased 2017-08-09
000437803 ABDEL HAMID MOHEY EL DEAN Ceased 2017-08-02
000437803 ABDEL HAMID MOHEY EL DEAN Ceased 2017-08-01

Office Location

Locality MELBOURNE
State VIC
Postcode 3004
Country Australia

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ANC WEALTH PTY LTD 2017-06-13 Melbourne, VIC 3004, Australia
BOUTIQUE WEALTH AUSTRALIA PTY. LTD. 2017-05-01 Melbourne, VIC 3004, Australia
SUPERFUND WORKS PTY. LTD. 2017-04-05 Melbourne, VIC 3004, Australia
ID FUNDS MANAGEMENT LIMITED 2017-03-29 Melbourne, VIC 3004, Australia
STERLING PRIVATE PTY LTD 2017-03-16 Melbourne, VIC 3004, Australia
DIXON AND DOSHI FINANCIAL SERVICES PTY LTD 2016-09-27 Melbourne, VIC 3004, Australia
TOWNSEND COBAIN PTY LTD 2016-09-15 Melbourne, VIC 3004, Australia
PARTNERS WEALTH GROUP ADVICE PTY LTD 2016-08-04 Melbourne, VIC 3004, Australia

Competitor

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Postal Code 3004

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.