SAVERIO FRANK PONTE (Adviser# 000345259) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is August 9, 2017.
| Register Name | Financial Advisers |
| Adviser Name | SAVERIO FRANK PONTE |
| Adviser Number | 000345259 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 2007 |
| Financial Service (AFS) Licence |
Licence# 000385827 INVESTORS DIRECT FINANCIAL PLANNING PTY LTD |
| Licence ABN | 50141139228 |
| Licence Controlled By | INVESTORS DIRECT FINANCIAL GROUP PTY LTD |
| Adviser Start Date | 2017-08-09 |
| Adviser End Date | 2018-02-28 |
| Appointing Representative Name | THE TRUSTEE FOR SAM PONTE TRUST |
| Appointing Representative Number | 000436217 |
| Appointing Representative ABN | 82660434250 |
| Further Restrictions | Not authorised to provide SMSF advice |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000385827 |
INVESTORS DIRECT FINANCIAL PLANNING PTY LTD
Licence controlled by: INVESTORS DIRECT FINANCIAL GROUP PTY LTD Further restrictions: Not authorised to provide SMSF advice |
2017-08-09 - 2018-02-28 | THE TRUSTEE FOR SAM PONTE TRUST |
| 000237590 |
FINANCIAL SERVICES PARTNERS PTY LIMITED
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED Further restrictions: Permitted - Managed Investment Schemes, excluding IDPS - IDPS Only Not Permitted - SMSF |
2013-03-15 - 2017-07-31 | FINANCIAL SERVICES PARTNERS PTY LIMITED |
| 000230692 |
GWM ADVISER SERVICES LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED ~ NATIONAL WEALTH MANAGEMENT SERVICES LIMITED |
2010-03-01 - 2013-03-08 |
| Licence Name | INVESTORS DIRECT FINANCIAL PLANNING PTY LTD |
| Licence Number | 000385827 |
| Licence ABN | 50141139228 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| SEAN OSCAR SANTORO | Investors Direct Financial Planning Pty Ltd | Current | 2017-12-28 |
| BENJAMIN LINDSAY | Investors Direct Financial Planning Pty Ltd | Current | 2017-12-28 |
| DANIEL COOPER GREIG MILNE | Investors Direct Financial Planning Pty Ltd | Current | 2017-08-24 |
| BENJAMIN JESSE FUSCO | Investors Direct Financial Planning Pty Ltd | Ceased | 2016-12-23 |
| ISBER DURBALI | Investors Direct Financial Planning Pty Ltd | Ceased | 2016-09-21 |
| JUN GUO | Investors Direct Financial Planning Pty Ltd | Ceased | 2016-08-29 |
| DAVID VERNON WOODS | Investors Direct Financial Planning Pty Ltd | Ceased | 2016-07-14 |
| DAMIAN ESPINOSA | Investors Direct Financial Planning Pty Ltd | Current | 2015-11-01 |
| ASKA PIETRZAK | Investors Direct Financial Planning Pty Ltd | Ceased | 2015-01-06 |
| BENJAMIN LITTLEJOHNS | Investors Direct Financial Planning Pty Ltd | Ceased | 2015-01-06 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.