DAVID SCOTT BALES (Adviser# 000389485) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is May 15, 2015.
| Register Name | Financial Advisers |
| Adviser Name | DAVID SCOTT BALES |
| Adviser Number | 000389485 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2010 |
| Financial Service (AFS) Licence |
Licence# 000232705 HILLROSS FINANCIAL SERVICES LIMITED |
| Licence ABN | 77003323055 |
| Licence Controlled By |
AMP ADVICE HOLDINGS PTY LTD AMP LIMITED [Date Ceased: 27/02/2016] |
| Adviser Start Date | 2015-05-15 |
| Appointing Representative Name | HILLROSS FINANCIAL SERVICES LIMITED |
| Appointing Representative Number | 000232705 |
| Appointing Representative ABN | 77003323055 |
| Memberships | CFP - Certified Financial Planner (FPA) |
| Further Restrictions | Authorised in MDA services, which is restricted to Limited Authority to Operate services.One off licensee approval is required for all products which are either not on the approved product list or Derivatives. |
|
| Qualification / Degree | Institute / School |
|---|---|
| Bachelor of Commerce | University of Melbourne |
| Diploma of Financial Planning | Financial Planning Association of Australia (FPA) |
| Graduate Diploma in Financial Management | University of New England |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000232705 |
HILLROSS FINANCIAL SERVICES LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] Further restrictions: Authorised in MDA services, which is restricted to Limited Authority to Operate services.One off licensee approval is required for all products which are either not on the approved product list or Derivatives. |
2015-05-15 - | HILLROSS FINANCIAL SERVICES LIMITED |
| 000232706 |
AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] |
2013-12-20 - 2014-05-15 | |
| 000243179 |
ARMSTRONG & ASSOCIATES PTY LTD
Licence controlled by: The Trustee for PAMA Family Trust |
2013-09-03 - 2013-12-18 | |
| 000221557 |
MAGNITUDE GROUP PTY LTD
Licence controlled by: WESTPAC BANKING CORPORATION |
2013-05-03 - 2013-09-02 | |
| 000297239 | A.C.N. 116 900 362 LIMITED | 2012-11-01 - 2013-05-02 | |
| 000229920 | FLINDERS PARTNERS FINANCIAL SERVICES PTY LTD | 2010-11-29 - 2012-10-25 |
| Licence Name | HILLROSS FINANCIAL SERVICES LIMITED |
| Licence Number | 000232705 |
| Licence ABN | 77003323055 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| CHARITH FRANCIS RODRIGO | Hillross Financial Services Limited | Current | 2018-08-27 |
| COREY BLATTMAN | Hillross Financial Services Limited | Current | 2018-08-17 |
| DAVID WILLIAM STOGDALE | Hillross Financial Services Limited | Current | 2018-08-09 |
| EDWARD JOHN MACARTNEY | Hillross Financial Services Limited | Current | 2018-07-24 |
| KIERAN IAN BROGLE | Hillross Financial Services Limited | Current | 2018-07-06 |
| MADDISON PRICE | Hillross Financial Services Limited | Current | 2018-07-03 |
| ANTONIA BABANIS | Hillross Financial Services Limited | Current | 2018-06-21 |
| FENGLIN JIA | Hillross Financial Services Limited | Current | 2018-06-14 |
| JACOB DANIEL PAMA | Hillross Financial Services Limited | Current | 2018-06-13 |
| MICHAEL JOHN WEDLOCK | Hillross Financial Services Limited | Current | 2018-05-30 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.