ARMSTRONG & ASSOCIATES PTY LTD


Address: Albury, NSW 2640, Australia

ARMSTRONG & ASSOCIATES PTY LTD (Licence# 000243179) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is March 10, 2004.

Service Overview

Register Name AFS Licence
Licence Name ARMSTRONG & ASSOCIATES PTY LTD
Licence Number 000243179
Licence ABN 14085507937
Issue Date 2004-03-10
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 185610
Locality ALBURY
State NSW
Postcode 2640
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products including:
      • basic deposit products;
      • deposit products other than basic deposit products; and
      • non-cash payment products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products including:
        • basic deposit products;
        • deposit products other than basic deposit products; and
        • non-cash payment products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001256242 JODIE MELISSA LEE Ceased 2017-07-07
001001058 SCOTT ANDREW CLAYTON Ceased 2015-02-09
000462778 GREGORY ALAN MURDOCH Current 2014-08-04
000389485 DAVID SCOTT BALES Ceased 2013-09-03
000354874 DENZIL B GOVETT Ceased 2010-05-01
001001064 LESLEY JANE BOWEN Ceased 2005-10-31
001001054 PAUL THORNTON ARMSTRONG Current 2004-03-11
001001052 BRUCE CAMERON COWAN Ceased 2004-03-11

Office Location

Locality ALBURY
State NSW
Postcode 2640
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
G & S FINANCIAL SOLUTIONS PTY LTD 2018-02-06 Albury, NSW 2640, Australia
NEWELL FINANCIAL PLANNING PTY LTD 2010-11-25 Albury, NSW 2640, Australia
JOHNSONS MME FINANCIAL ADVISORY PTY LTD 2010-07-01 Albury, NSW 2640, Australia
HUME BANK LIMITED 2004-03-10 Albury, NSW 2640, Australia
HIB INSURANCE BROKERS PTY. LTD. 2004-03-10 Albury, NSW 2640, Australia

Financial services with the same locality

Service Name Issue Date Locality
G & S FINANCIAL SOLUTIONS PTY LTD 2018-02-06 Albury, NSW 2640, Australia
NEWELL FINANCIAL PLANNING PTY LTD 2010-11-25 Albury, NSW 2640, Australia
JOHNSONS MME FINANCIAL ADVISORY PTY LTD 2010-07-01 Albury, NSW 2640, Australia
HUME BANK LIMITED 2004-03-10 Albury, NSW 2640, Australia
HIB INSURANCE BROKERS PTY. LTD. 2004-03-10 Albury, NSW 2640, Australia

Competitor

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Postal Code 2640

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.